Pat Gilbert
Professional summary
Pat Gilbert, who also goes by Patrick M Gilbert, is a registered financial advisor currently at T. ROWE PRICE ASSOCIATES, INC. located in Baltimore, Maryland and T. ROWE PRICE INVESTMENT SERVICES, INC. located in Baltimore, Maryland.
Pat is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Pat has worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Pat Gilbert's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 6, 2020 - Present
T. ROWE PRICE ASSOCIATES, INC.
Office #1: 1307 Point Street, Baltimore, MD 21231July 19, 2017 - Present
T. ROWE PRICE INVESTMENT SERVICES, INC.
Office #1: 1307 Point Street, Baltimore, MD 21231February 20, 2015 - June 9, 2017
QUASAR DISTRIBUTORS, LLC
August 9, 2013 - December 31, 2014
QUASAR DISTRIBUTORS, LLC
November 2, 2011 - July 15, 2013
OPPENHEIMER & CO. INC.
October 18, 2010 - August 4, 2011
SIGNAL HILL CAPITAL GROUP LLC
January 14, 2008 - October 18, 2010
OPPENHEIMER & CO. INC.
June 9, 2003 - January 14, 2008
CIBC WORLD MARKETS CORP.
June 7, 1999 - June 11, 2003
DEUTSCHE BANK SECURITIES INC.
September 1, 1997 - June 7, 1999
DB ALEX. BROWN LLC
March 24, 1997 - September 1, 1997
ALEX. BROWN & SONS INCORPORATED
Primary Firm SEC Registration
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496 / SEC#: 801-856
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496 / SEC#: 801-856
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,924 |
| AUM (Assets Under Management) | $ 1,934,233,243,730 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
