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Mark Mennuti

CRD# 2840857·Registered 1997 - 2011
Previously Registered: Being a previously registered professional could mean that Mark is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Mark Mennuti, who also goes by Mark Mennati, was a registered financial advisor. Mark was a previously registered financial professional and started their career in finance 1997 - 2011. Mark had worked at 5 firms and has passed the Series 63, Series 55 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mark Mennati

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

PROTRADE SECURITIES, LLC·CRD# 149536
BD
Carmel, NY
May 9, 2011 - August 11, 2011
WORLDCO, L.L.C.·CRD# 24673
BD
New York, NY
April 27, 2000 - July 24, 2000
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
St. Petersburg, FL
January 20, 1999 - April 8, 1999
TRADE.COM ONLINE SECURITIES, INC.·CRD# 36189
BD
New York, NY
August 26, 1998 - November 25, 1998
JOSEPHTHAL & CO., INC.·CRD# 3227
BD
New York, NY
December 17, 1997 - March 9, 1998

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Current Firm

PS
PROTRADE SECURITIES, LLC

PROTRADE SECURITIES, LLC | PROTRADE, LLC

CRD#: 149536 / SEC#: 8-68153
BD
Terminated by SEC on 01/03/2012

Contact Information

Established

Florida since 01/30/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
THE PROTRADE TRUSTCLASS A MEMBER—
GENTILE, GUYMANAGER—
MARINELLI, JOSEPH CHARLESFINOP / CFO1405445
PORZIO, MICHAEL JOHN IIICCO5744933

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1998About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jul 2000

Series 7 — General Securities Representative Examination

Passed Dec 1997About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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MM
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