Michael A. Donato
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Anthony Donato, CFP®, who also goes by Michael A Donato, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1997. Michael had worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2002
Experience
January 3, 2006 - December 31, 2020
THE INVESTMENT CENTER, INC.
January 6, 2003 - December 31, 2005
PGP FINANCIAL, INC.
January 9, 2002 - December 31, 2002
FIRST MONTAUK SECURITIES CORP.
January 26, 1999 - December 31, 2001
PMG SECURITIES CORPORATION
March 20, 1998 - January 7, 1999
GUARDIAN INVESTOR SERVICES LLC
November 17, 1997 - January 22, 1998
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE INVESTMENT CENTER, INC.
CRD#: 17839 / SEC#: , 8-35826
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 8 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
