Stephen R. Williams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Reid Williams was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1997. Stephen had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2008 - December 20, 2012
USAA FINANCIAL PLANNING SERVICES
September 10, 2007 - December 20, 2012
USAA FINANCIAL ADVISORS, INC.
July 12, 2007 - December 31, 2008
USAA INVESTMENT SERVICES COMPANY
August 9, 2006 - December 31, 2007
USAA INVESTMENT SERVICES COMPANY
December 14, 2005 - March 27, 2006
OSAIC SERVICES, INC.
February 10, 2000 - November 30, 2004
VANGUARD MARKETING CORPORATION
March 20, 1997 - July 7, 1998
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
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