Henry J. Molloy

HEINZ GLOBAL ASSET MANAGEMENT

Gardnerville, NV

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CRD#: 2840565

Professional summary

Henry J Molloy is a registered financial advisor currently at HEINZ GLOBAL ASSET MANAGEMENT, INC. located in Gardnerville, Nevada.

Henry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Henry has worked at 9 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM CURRENTLY THE CEO OF WOLF PROMOTIONS WHICH IS AN ART GALLERY/PROMOTION COMPANY. I STARTED WITH THEM IN FEBRUARY, 2001. IT IS MY OWN COMPANY AND I PRESENTLY DO NOT DEVOTE ANY TIME TO THIS BUSINESS DUE TO THE FACT THAT IT IS CURRENTLY DORMANT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Henry J Molloy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 29, 2010 - Present

HEINZ GLOBAL ASSET MANAGEMENT, INC.

RIA

CRD#: 155610

Gardnerville, NV

Past

January 9, 2007 - March 21, 2011

BOLTON SECURITIES CORPORATION

RIA

CRD#: 129376

SAN FRANCISCO, CA

Past

February 16, 2005 - March 21, 2011

BOLTON GLOBAL CAPITAL

CRD#: 15650

SAN FRANCISCO, CA

Past

September 2, 2004 - February 22, 2005

THE SHEMANO GROUP, INC.

CRD#: 35528

SAN FRANCISCO, CA

Past

December 12, 2002 - September 3, 2004

KIRLIN SECURITIES INC.

CRD#: 21210

SYOSSET, NY

Past

July 23, 2002 - December 4, 2002

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

SAN FRANCISCO, CA

Past

June 7, 2002 - December 4, 2002

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

August 7, 2001 - September 25, 2001

AMERICAN INVESTMENT SERVICES, INC.

CRD#: 21111

OKLAHOMA CITY, OK

Past

September 28, 1999 - August 20, 2001

KIRLIN SECURITIES INC.

CRD#: 21210

SYOSSET, NY

Past

September 15, 1998 - October 29, 1999

TRADE.COM ONLINE SECURITIES, INC.

CRD#: 36189

NEW YORK, NY

Past

July 23, 1997 - October 5, 1998

H.J. MEYERS & CO., INC.

CRD#: 15609

ROCHESTER, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/29/2010)

IAR

Louisiana
(5/29/2015)

IAR

Nevada
(9/14/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/15/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/21/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/15/1997

General Securities Representative Examination

Current Firm

HEINZ GLOBAL ASSET MANAGEMENT, INC.

HEINZ GLOBAL ASSET MANAGEMENT, INC. | HEINZ GLOBAL ASSET MANAGEMENT, LLC

CRD#: 155610 / SEC#: 801-71981

RIA

Registered Investment Advisory firm - (4/13/2011 Terminated)

California

Registered Investment Advisory firm - (4/12/2011 Approved)

Louisiana

Registered Investment Advisory firm - (5/29/2015 Approved)

Nevada

Registered Investment Advisory firm - (9/14/2011 Approved)

Texas

Registered Investment Advisory firm - (2/24/2011 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Gardnerville, NV

Mailing Address

Phone number

(775) 420-8606

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	28
AUM (Assets Under Management)	$ 33,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Henry J. Molloy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Henry J Molloy's CRS (Customer Relationship Summary).

Certified licenses

Experience

BOLTON SECURITIES CORPORATION

BOLTON GLOBAL CAPITAL

THE SHEMANO GROUP, INC.

KIRLIN SECURITIES INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

AMERICAN INVESTMENT SERVICES, INC.

KIRLIN SECURITIES INC.

TRADE.COM ONLINE SECURITIES, INC.

H.J. MEYERS & CO., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/15/2002

Series 63

Date: 7/21/1997

Series 7

Date: 7/15/1997

Current Firm

HEINZ GLOBAL ASSET MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HEINZ GLOBAL ASSET MANAGEMENT, INC.

TRUST BUT VERIFY

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