Brenda L. Ingli
Professional summary
Brenda Lea Ingli, who also goes by Brenda Lea Geist Ms., Brenda Lea Geist, Brenda L Ingli, Brenda Lea Ingli Ms., Brenda Ingli, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Minneapolis, Minnesota.
Brenda is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Brenda has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Brenda Lea Ingli's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Brenda Lea Ingli's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 19, 2021 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #2: 600 Portland Ave S, Minneapolis, MN 55415November 19, 2021 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 600 Portland Ave S, Minneapolis, MN 55415November 17, 2021 - November 18, 2021
THRIVENT INVESTMENT MANAGEMENT INC.
March 16, 2020 - November 8, 2021
EFS ADVISORS
March 16, 2020 - November 8, 2021
ADVANCED ADVISOR GROUP, LLC
June 27, 2016 - April 9, 2020
RBC CAPITAL MARKETS, LLC
April 14, 2015 - April 9, 2020
RBC CAPITAL MARKETS, LLC
May 25, 2011 - April 7, 2015
ADVANCED ADVISOR GROUP, LLC
August 16, 2010 - December 22, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
April 28, 2010 - May 28, 2010
KESTRA INVESTMENT SERVICES, LLC
May 11, 2006 - May 3, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
July 13, 2005 - April 20, 2006
WELLS FARGO INVESTMENTS, LLC
February 21, 2002 - October 7, 2003
PIPER SANDLER & CO.
April 9, 1999 - February 6, 2002
RBC CAPITAL MARKETS, LLC
December 24, 1998 - April 12, 1999
ROBERT W. BAIRD & CO. INCORPORATED
Primary Firm SEC Registration
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/19/2021)
(11/19/2021)
Exams
FINRA
Current Firm
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
