Leamon B. Zachry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leamon Blaydes Zachry, who also goes by Lea Zachry, was a registered financial professional .
Leamon is a previously registered financial professional and started their career in finance in 1997. Leamon had worked at 10 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 4, 2012 - December 31, 2016
STATE FARM VP MANAGEMENT CORP.
October 23, 2009 - June 22, 2010
LINCOLN INVESTMENT
October 23, 2009 - June 22, 2010
LINCOLN INVESTMENT
July 17, 2008 - February 9, 2009
COMPASS EFFICIENT MODEL PORTFOLIOS, LLC
May 19, 2008 - February 11, 2009
SAMUELS CHASE & CO., INC.
August 9, 2005 - October 30, 2007
GUGGENHEIM INVESTMENTS
August 9, 2005 - October 30, 2007
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
August 2, 2004 - July 22, 2005
OLD MUTUAL INVESTMENT PARTNERS
February 15, 2002 - December 31, 2002
THOMPSON SIEGEL & WALMSLEY LLC
February 3, 1999 - November 6, 2001
TCW FUNDS DISTRIBUTORS LLC
February 4, 1997 - October 14, 1998
ALLIANCEBERNSTEIN INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STATE FARM VP MANAGEMENT CORP.
CRD#: 43036 / SEC#: , 8-50128
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM INVESTMENT MANAGEMENT | SHAREHOLDER | 3487 |
| COOK, KRISTYN | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 4215717 |
| FARNEY, JON CHARLES | PRESIDENT AND DIRECTOR | 2839964 |
| GHANBARPOUR, ARASH | VICE PRESIDENT AND DIRECTOR | 5129325 |
| HINTZ, SCOTT ALEXANDER | VICE PRESIDENT - FINANCIAL AND SECRETARY | 2004555 |
| LUDWIG, TERRENCE MICHAEL | CHIEF COMPLIANCE OFFICER AND TREASURER | 3231040 |
| MINEAU, SARAH | SENIOR VICE PRESIDENT AND DIRECTOR | 4634160 |
| MONTGOMERY, BRADLEY DOYLE | SENIOR VICE PRESIDENT AND DIRECTOR | 2913835 |
| PRESTON, BRIAN LYNN | ANTI-MONEY LAUNDERING AND OFFICE OF FOREIGN ASSETS CONTROL COMPLIANCE OFFICER | 4312143 |
| WILLARD, DANIEL NELSON | ASSISTANT SECRETARY AND COUNSEL | 5207081 |
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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