Martin J. Steinik
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin J Steinik, who also goes by Martin Jonathan Steinik, Marty Steinik, was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 2005. Martin had worked at 2 firms and has passed the Series 63, Series 87 and Series 17 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 10, 2005 - October 28, 2016
BROWN CAPITAL MANAGEMENT, LLC
March 14, 2005 - August 23, 2005
J.P. MORGAN SECURITIES INC.
Primary Firm SEC Registration
BROWN CAPITAL MANAGEMENT, LLC
CRD#: 105633 / SEC#: 801-19287
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 17
Date: 3/11/2005
Limited Registered Representative ExaminationCurrent Firm
BROWN CAPITAL MANAGEMENT, LLC
CRD#: 105633 / SEC#: 801-19287
Contact information
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 109 |
| AUM (Assets Under Management) | $ 8,098,760,315 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
