Daniel M. Stanzler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Mark Stanzler was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1999. Daniel had worked at 4 firms and has passed the Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 22, 2022 - October 17, 2025
BEAUMONT FINANCIAL PARTNERS
August 25, 2014 - December 9, 2022
BEAUMONT FINANCIAL PARTNERS LLC
October 19, 2000 - April 30, 2001
SCUDDER WEISEL CAPITAL, LLC
October 6, 1999 - May 18, 2000
THOMAS WEISEL PARTNERS LLC
Primary Firm SEC Registration
BEAUMONT FINANCIAL PARTNERS
CRD#: 322925 / SEC#: 801-126715
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BEAUMONT FINANCIAL PARTNERS
CRD#: 322925 / SEC#: 801-126715
Contact information
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,275 |
| AUM (Assets Under Management) | $ 3,377,274,255 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/16/2025 | ||
| 01/02/2025 | ||
| 10/30/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
