Cynthia M. Levi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cynthia Mae Levi, who also goes by Cynthia Mae Boulais, Cynthia Boulais, Cynthia Mae Condran, Cynthia Mae Pierce, was a registered financial professional .
Cynthia is a previously registered financial professional and started their career in finance in 2007. Cynthia had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 29, 2021 - September 20, 2022
ALLY INVEST ADVISORS
June 14, 2021 - September 20, 2022
ALLY INVEST SECURITIES LLC
July 22, 2019 - September 18, 2020
TRADESTATION SECURITIES, INC.
September 5, 2018 - July 3, 2019
INVESTACORP, INC.
November 13, 2017 - September 10, 2018
WELLS FARGO CLEARING SERVICES, LLC
December 2, 2015 - September 13, 2017
TRADESTATION SECURITIES, INC.
April 24, 2007 - November 9, 2015
SCOTTRADE, INC.
Primary Firm SEC Registration
ALLY INVEST ADVISORS
CRD#: 170301 / SEC#: 801-79305
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLY INVEST ADVISORS
CRD#: 170301 / SEC#: 801-79305
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 76,058 |
| AUM (Assets Under Management) | $ 1,389,572,606 |
Red Flags
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