Elliott S. Elbaz

GORDIAN WEALTH ADVISORS

Mill Valley, CA 94941

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CRD#: 2839674

Professional summary

Elliott Samuel Elbaz is a registered financial advisor currently at GORDIAN WEALTH ADVISORS, LLC located in Mill Valley, California and CAPULENT LLC located in Phoenix, Arizona.

Elliott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Elliott has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. GORDIAN WEALTH ADVISORS, LLC, MILL VALLEY, CA, INVESTMENT ADVISORY FIRM, INVESTMENT RELATED, INVESTMENT ADVISORY SERVICES, HOURS PER MONTH SPENT DURING TRADING HOURS VARIES. 2. GORDIAN CAPITAL MANAGEMENT, REGISTERED INVESTMENT ADVISOR, FUND OF FUND, MANAGING MEMBER, MILL VALLEY, CA, INVESTMENT RELATED, 1 HOUR PER MONTH SPENT DURING TRADING HOURS. 3. BELLA CLANCY MANAGEMENT, NON-INVESTMENT RELATED, PALM DESERT, CA, REAL ESTATE OWNERSHIP AND MANAGEMENT, OWNER, 03/2024, 6 HOURS PER MONTH SPENT DURING NON-TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elliott Samuel Elbaz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 2, 2015 - Present

GORDIAN WEALTH ADVISORS, LLC

Office #1: 100 B Shoreline Hwy Suite 302, Mill Valley, CA 94941

RIA

CRD#: 281775

Mill Valley, CA

Current

November 10, 2017 - Present

CAPULENT LLC

Office #1: 4144 N 44th Street Ste 3, Phoenix, AZ 85018

CRD#: 155155

Phoenix, AZ

Past

June 5, 2012 - January 6, 2015

GORDIAN CAPITAL MANAGEMENT, LLC

RIA

CRD#: 160508

MILL VALLEY, CA

Past

December 15, 2011 - December 31, 2015

CROSSPOINT CAPITAL MANAGEMENT

RIA

CRD#: 150212

MILL VALLEY, CA

Past

December 15, 2011 - May 5, 2017

SANCTUARY SECURITIES LLC

CRD#: 144091

MILL VALLEY, CA

Past

June 3, 2004 - November 3, 2011

B. RILEY SECURITIES, INC.

CRD#: 25027

SAN FRANCISCO, CA

Past

January 21, 1998 - May 17, 2004

WELLS FARGO SECURITIES, LLC

CRD#: 7665

SAN FRANCISCO, CA

Past

February 25, 1997 - January 14, 1998

COWEN PRIME SERVICES TRADING LLC

CRD#: 23857

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GORDIAN WEALTH ADVISORS, LLC

CRD#: 281775 / SEC#: 801-106836

RIA

Registered Investment Advisory firm - (10/30/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(12/2/2015)

California
(11/10/2017)

IAR

Texas
(9/12/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 4/7/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/24/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/28/1999

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

GORDIAN WEALTH ADVISORS, LLC

CRD#: 281775 / SEC#: 801-106836

RIA

Registered Investment Advisory firm - (10/30/2015 Approved)

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Contact information

Main Address

100 B Shoreline Hwy Suite 302, Mill Valley, CA 94941

Mailing Address

Phone number

(833) 467-3426

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GORDIAN WEALTH ADVISORS LLC ADV PART 2A (9/25/2025)

Regulatory assets under management

Total Number of Accounts	343
AUM (Assets Under Management)	$ 348,069,536

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Elliott S. Elbaz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elliott Samuel Elbaz's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPULENT LLC

GORDIAN CAPITAL MANAGEMENT, LLC

CROSSPOINT CAPITAL MANAGEMENT

SANCTUARY SECURITIES LLC

B. RILEY SECURITIES, INC.

WELLS FARGO SECURITIES, LLC

COWEN PRIME SERVICES TRADING LLC

Primary Firm SEC Registration

GORDIAN WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/7/1997

SIE

Date: 10/1/2018

Series 7

Date: 2/24/1997

Series 24

Date: 6/28/1999

FINRA

Current Firm

GORDIAN WEALTH ADVISORS, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GORDIAN WEALTH ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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