Lyssa M. Holman Grimaldo
Professional summary
Lyssa Marie Holman Grimaldo, CFP®, who also goes by Lyssa M Grimaldo, Lyssa Marie Holman, is a registered financial advisor currently at LNW located in San Francisco, California.
Lyssa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Lyssa has worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lyssa Marie Holman Grimaldo's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2014
Experience
July 25, 2018 - Present
LNW
Office #1: 580 California St. 8th Floor, San Francisco, CA 94104December 2, 2013 - June 22, 2018
SUMMITRY, LLC
August 30, 2004 - September 26, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 23, 2004 - September 26, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
LNW
CRD#: 107341 / SEC#: 801-36445
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/25/2018)
Exams
Current Firm
LNW
CRD#: 107341 / SEC#: 801-36445
Contact information
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,068 |
| AUM (Assets Under Management) | $ 12,230,221,045 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/20/2024 | ||
| 01/25/2024 | ||
| 02/24/2023 |
Red Flags
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