DB
David P. Becker
1834 INVESTMENT ADVISORS CO.
MILWAUKEE, WI 53202
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CRD#: 2839572
DB
Professional summary
David Paul Becker MR., who also goes by David Becker, is a registered financial advisor currently at 1834 INVESTMENT ADVISORS CO. located in Milwaukee, Wisconsin.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. David has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David Becker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Premier Asset Management LLC 2. Investment-related business 3. 4311 N Ravenswood Ave, Suite 100, Chicago, IL 60613 4. Investment Advisor 5. Mr. Becker will serve as a dual employee. 6. Senior Managing Director 7. June 14, 2022 8. Approximately 70 hours per month are devoted to each Northern Oak Wealth Management and Premier Asset Management all during securities trading hours. 9. Mr. Becker serves as the Senior Managing Director at Premier Asset Management
CRS (Client Relationship Summary) - RIA
Click below to view David Paul Becker MR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 17, 2001 - Present
1834 INVESTMENT ADVISORS CO.
Office #1: 207 E Michigan St Suite 200, Milwaukee, WI 53202RIA
CRD#: 105435
MILWAUKEE, WI
Past
September 22, 2022 - June 7, 2023
PREMIER ASSET MANAGEMENT LLC
RIA
CRD#: 115439
CHICAGO, IL
Past
October 24, 2002 - February 3, 2003
NORTHERN OAK INTERNATIONAL, LLC
RIA
CRD#: 110948
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
1I
1834 INVESTMENT ADVISORS CO.
1834 INVESTMENT ADVISORS CO. | NORTHERN OAK WEALTH MANAGEMENT. INC | NORTHERN OAK WEALTH MANAGEMENT, INC. | NORTHERN OAK WEALTH MANAGEMENT INC. | NORTHERN OAK CAPITAL MANAGEMENT, INC. | HAKER ZELLMER INVESTMENT MANAGEMENT, INC. | HAKER ZELLMER INVESTMENT MANAGEMENT INC | HAKER INVESTMENT MANAGEMENT INC
CRD#: 105435 / SEC#: 801-11335
RIA
Registered Investment Advisory firm - (2/13/1976 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(7/13/2010)
IAR
Wisconsin(4/17/2001)
Current Firm
1I
1834 INVESTMENT ADVISORS CO.
1834 INVESTMENT ADVISORS CO. | NORTHERN OAK WEALTH MANAGEMENT. INC | NORTHERN OAK WEALTH MANAGEMENT, INC. | NORTHERN OAK WEALTH MANAGEMENT INC. | NORTHERN OAK CAPITAL MANAGEMENT, INC. | HAKER ZELLMER INVESTMENT MANAGEMENT, INC. | HAKER ZELLMER INVESTMENT MANAGEMENT INC | HAKER INVESTMENT MANAGEMENT INC
CRD#: 105435 / SEC#: 801-11335
RIA
Registered Investment Advisory firm - (2/13/1976 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
511 N Broadway Suite 801, Milwaukee, WI 53202
Mailing Address
Phone number
(414) 615-1012
Established
Firm type
Fiscal year end
# of Employees
25
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 924 |
| AUM (Assets Under Management) | $ 1,034,664,175 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/21/2024 | ||
| 01/11/2024 |
Red Flags
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Company Information
1834 INVESTMENT ADVISORS CO.
CRD#: 105435Milwaukee, WI 53202TRUST BUT VERIFY
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