Chad B. Bushon

SPG ADVISORS LLC

Kirkland, WA 98034

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CRD#: 2839515

Professional summary

Chad Brandon Bushon, CFP® is a registered financial advisor currently at SPG ADVISORS LLC located in Kirkland, Washington.

Chad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Chad has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chad Brandon Bushon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

May 9, 2025 - Present

SPG ADVISORS LLC

Office #1: 11411 Ne 124th St Suite 255, Kirkland, WA 98034

RIA

CRD#: 284496

Kirkland, WA

Past

March 2, 2023 - March 16, 2023

JOSLIN CAPITAL ADVISORS LLC

RIA

CRD#: 288285

REDMOND, WA

Past

January 26, 2022 - March 6, 2023

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Bellevue, WA

Past

January 26, 2022 - March 6, 2023

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Bellevue, WA

Past

December 1, 2015 - October 14, 2022

TD AMERITRADE, INC.

RIA

CRD#: 7870

BELLEVUE, WA

Past

December 1, 2015 - March 6, 2023

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

Bellevue, WA

Past

December 1, 2015 - March 6, 2023

TD AMERITRADE, INC.

CRD#: 7870

BELLEVUE, WA

Past

October 1, 2014 - November 11, 2015

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

RIA

CRD#: 151298

BELLEVUE, WA

Past

September 30, 2014 - November 30, 2015

LPL FINANCIAL LLC

CRD#: 6413

BELLEVUE, WA

Past

October 24, 2005 - September 26, 2014

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

SEATTLE, WA

Past

October 24, 2005 - September 26, 2014

CHARLES SCHWAB & CO., INC.

CRD#: 5393

SEATTLE, WA

Past

October 14, 2003 - October 5, 2005

HARRISDIRECT LLC

RIA

CRD#: 42159

BELLEVUE, WA

Past

October 14, 2003 - October 5, 2005

HARRISDIRECT LLC

CRD#: 42159

JERSEY CITY, NJ

Past

August 8, 1997 - October 10, 2003

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SPG ADVISORS LLC

CRD#: 284496 / SEC#: 801-118756

RIA

Registered Investment Advisory firm - (5/15/2020 Approved)

Idaho

Registered Investment Advisory firm - (6/1/2020 Terminated)

Texas

Registered Investment Advisory firm - (6/1/2020 Terminated)

Washington

Registered Investment Advisory firm - (11/18/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(7/24/2025)

IAR

California
(5/9/2025)

IAR

Colorado
(5/9/2025)

IAR

Florida
(6/12/2025)

IAR

Idaho
(5/9/2025)

IAR

Oregon
(5/9/2025)

IAR

Texas
(5/9/2025)

IAR

Washington
(5/9/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/22/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/10/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/30/1997

General Securities Representative Examination

Current Firm

SPG ADVISORS LLC

CRD#: 284496 / SEC#: 801-118756

RIA

Registered Investment Advisory firm - (5/15/2020 Approved)

Idaho

Registered Investment Advisory firm - (6/1/2020 Terminated)

Texas

Registered Investment Advisory firm - (6/1/2020 Terminated)

Washington

Registered Investment Advisory firm - (11/18/2020 Terminated)

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Contact information

Main Address

11411 Ne 124th St Suite 255, Kirkland, WA 98034

Mailing Address

Phone number

(425) 821-9442

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SPG - FORM ADV 2A BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	2,177
AUM (Assets Under Management)	$ 462,797,495

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Chad B. Bushon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chad Brandon Bushon's CRS (Customer Relationship Summary).

Certified licenses

Experience

JOSLIN CAPITAL ADVISORS LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

LPL FINANCIAL LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

HARRISDIRECT LLC

HARRISDIRECT LLC

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

SPG ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/22/2002

Series 63

Date: 9/10/1997

SIE

Date: 10/1/2018

Series 7

Date: 7/30/1997

Current Firm

SPG ADVISORS LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SPG ADVISORS LLC

TRUST BUT VERIFY

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