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EG

Elmon A. Green

Some features on this profile are disabled
CRD#: 2839339
EG

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Elmon Anthony Green, who also goes by Tony Green, was a registered financial professional .

Elmon is a previously registered financial professional and started their career in finance in 1997. Elmon had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Tony Green

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 13, 2017 - April 17, 2019

VALLEY WEALTH STRATEGIES, LLC

RIA
CRD#: 289737
Oakley, CA
Past

November 29, 2017 - March 12, 2018

LPL FINANCIAL LLC

RIA
CRD#: 6413
Oakley, CA
Past

November 29, 2017 - March 12, 2018

LPL FINANCIAL LLC

BD
CRD#: 6413
Oakley, CA
Past

November 16, 2017 - December 31, 2017

VALLEY WEALTH STRATEGIES

RIA
CRD#: 282275
Oakley, CA
Past

January 6, 2012 - November 29, 2017

NATIONAL PLANNING CORPORATION

RIA
CRD#: 29604
Oakley, CA
Past

September 15, 2009 - November 29, 2017

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
Oakley, CA
Past

August 13, 2008 - August 31, 2009

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
SAN JOSE, CA
Past

September 3, 2004 - August 13, 2008

PENSION PLANNERS SECURITIES, INC.

BD
CRD#: 14068
SAN JOSE, CA
Past

July 29, 2002 - July 29, 2004

FORESTERS EQUITY SERVICES, INC.

BD
CRD#: 18464
SAN DIEGO, CA
Past

January 30, 1997 - April 1, 1997

THE VARIABLE ANNUITY MARKETING COMPANY

BD
CRD#: 5081
HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VW
VALLEY WEALTH STRATEGIES, LLC
DRUMMOND & ASSOCIATES | ZUK FINANCIAL GROUP | VWS | VALLEY WEALTH STRATEGIES, LLC

CRD#: 289737 / SEC#: 801-113081

RIA
Registered Investment Advisory firm - (4/27/2018 Approved)
California
Registered Investment Advisory firm - (6/1/2018 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 9/30/2011
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/30/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 3/12/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 7/27/2002
Investment Company Products/Variable Contracts Representative Examination

Current Firm

VW
VALLEY WEALTH STRATEGIES, LLC
DRUMMOND & ASSOCIATES | ZUK FINANCIAL GROUP | VWS | VALLEY WEALTH STRATEGIES, LLC

CRD#: 289737 / SEC#: 801-113081

RIA
Registered Investment Advisory firm - (4/27/2018 Approved)
California
Registered Investment Advisory firm - (6/1/2018 Terminated)
PREMIUM
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Contact information

Main Address
404 W. Pine Street Suite 6, Lodi, CA 95240
Mailing Address
Phone number
(209) 366-1264
Established
Firm type
Fiscal year end
# of Employees
30

SEC notice filing (20 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

VWS FORM ADV 2A FIRM BROCHURE (2/20/2025)

Regulatory assets under management

Total Number of Accounts8,131
AUM (Assets Under Management)$ 1,205,186,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VALLEY WEALTH STRATEGIES, LLC

CRD#: 289737

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