Chantha O. Lueung
Professional summary
Chantha Owen Lueung was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Chantha is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Chantha had worked at 6 firms, which includes GREAT EASTERN SECURITIES INC., DELTA ASSET MANAGEMENT COMPANY LLC, PHD CAPITAL, JOSEPHTHAL & CO. INC., CIBC WORLD MARKETS CORP., H.J. MEYERS & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 14, 2004 - September 2, 2004
GREAT EASTERN SECURITIES, INC.
October 17, 2001 - June 2, 2004
DELTA ASSET MANAGEMENT COMPANY, LLC
September 19, 2000 - October 4, 2001
PHD CAPITAL
October 27, 1999 - September 20, 2000
JOSEPHTHAL & CO., INC.
October 7, 1997 - November 16, 1999
CIBC WORLD MARKETS CORP.
February 27, 1997 - October 22, 1997
H.J. MEYERS & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
GREAT EASTERN SECURITIES, INC.
CRD#: 2061 / SEC#: , 8-16880
Contact information
Documents
Disclosures
| Regulatory Event | 9 |
| Arbitration | 5 |
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