Michael A. Donahue
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael A Donahue was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1997. Michael had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 8, 2014 - December 9, 2022
AVANTAX ADVISORY SERVICES
March 10, 2014 - December 9, 2022
AVANTAX INVESTMENT SERVICES, INC.
September 12, 2007 - March 5, 2014
NEW ENGLAND SECURITIES
September 7, 2007 - March 5, 2014
NEW ENGLAND SECURITIES
June 1, 2005 - September 14, 2007
EQUITABLE ADVISORS, LLC
June 1, 2005 - September 14, 2007
EQUITABLE ADVISORS, LLC
February 25, 2004 - June 1, 2005
MONY SECURITIES CORPORATION
February 23, 2004 - June 1, 2005
MONY SECURITIES CORPORATION
November 28, 1998 - February 13, 2004
1ST GLOBAL ADVISORS INC
February 25, 1997 - February 13, 2004
1ST GLOBAL CAPITAL CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
Contact information
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
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