Jeremy M. Hart
Professional summary
Jeremy Michael Hart was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jeremy is a previously registered financial advisor and started their career in finance in 1997. Prior to being barred, Jeremy had worked at 5 firms, which includes JOLLIFFE CAPITAL INC., EVOLVE SECURITIES INC., QA3 FINANCIAL LLC, QA3 FINANCIAL CORP., CETERA WEALTH SERVICES LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 3, 2008 - February 17, 2009
JOLLIFFE CAPITAL, INC.
July 2, 2008 - June 9, 2009
EVOLVE SECURITIES, INC.
July 12, 2004 - July 2, 2008
QA3 FINANCIAL LLC
July 12, 2004 - July 2, 2008
QA3 FINANCIAL CORP.
January 1, 1999 - July 12, 2004
CETERA WEALTH SERVICES, LLC
February 21, 1997 - July 12, 2004
CETERA WEALTH SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
JOLLIFFE CAPITAL, INC.
CRD#: 140725 / SEC#: 801-67488
Contact information
Red Flags
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