Douglas J. Packard

DENNIS GLYNN, CPA

Rocky Hill, CT 06067

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CRD#: 2839002

Professional summary

Douglas John Packard is a registered financial advisor currently at DENNIS GLYNN, CPA located in Rocky Hill, Connecticut.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Douglas has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas John Packard's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 23, 2021 - Present

DENNIS GLYNN, CPA

Office #1: 2080 Silas Deane Highway Suite 304, Rocky Hill, CT 06067

RIA

CRD#: 129744

Rocky Hill, CT

Past

December 15, 2008 - June 26, 2009

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

SOUTH HADLEY, MA

Past

December 15, 2008 - June 26, 2009

BANCNORTH INVESTMENT GROUP, INC.

CRD#: 31299

SOUTH HADLEY, MA

Past

July 1, 2003 - November 25, 2008

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

FARMINGTON, CT

Past

June 17, 2003 - November 25, 2008

MML INVESTORS SERVICES, LLC

CRD#: 10409

FARMINGTON, CT

Past

April 2, 1997 - June 16, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

WEST HARTFORD, CT

Past

February 6, 1997 - June 16, 2003

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

February 6, 1997 - June 16, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(8/23/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/4/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/26/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/5/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/10/2000

General Securities Principal Examination

Current Firm

DENNIS GLYNN, CPA

DENNIS GLYNN, CPA | GLYNN, DENNIS CHARLES

CRD#: 129744 / SEC#:

Connecticut

Registered Investment Advisory firm - (12/18/1997 Approved)

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Contact information

Main Address

2080 Silas Deane Highway Suite 304, Rocky Hill, CT 06067

Mailing Address

Phone number

(860) 563-1040

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	151
AUM (Assets Under Management)	$ 43,702,089

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Douglas J. Packard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas John Packard's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT SERVICES LLC

BANCNORTH INVESTMENT GROUP, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/4/1997

Series 63

Date: 2/26/1997

Series 7

Date: 2/5/1997

Series 24

Date: 5/10/2000

Current Firm

DENNIS GLYNN, CPA

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DENNIS GLYNN, CPA

TRUST BUT VERIFY

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