Joseph E. Bradshaw
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Edward Charles Bradshaw, who also goes by Joseph Edward Bradshaw, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1972. Joseph had worked at 7 firms and has passed the SIE, Series 55, Series 000 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 2001 - December 31, 2015
NATIONAL SECURITIES CORPORATION
March 3, 1991 - June 27, 2001
HERZOG, HEINE, GEDULD, LLC
March 1, 1991 - March 25, 1991
HERZOG, HEINE, GEDULD, LLC
May 9, 1988 - March 4, 1991
GRUNTAL & CO., L.L.C.
March 5, 1981 - May 13, 1988
MULLER AND COMPANY, INC.
October 21, 1975 - February 2, 1981
MABON, NUGENT & CO.
September 3, 1974 - November 15, 1975
TP ICAP GLOBAL MARKETS AMERICAS LLC
October 11, 1972 - September 24, 1974
PURCELL GRAHAM INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/18/1999
Limited Representative-Equity Trader ExamSeries 000
Date: 10/9/1972
General Securities Principal ExaminationSeries 1
Date: 10/9/1972
Registered Representative ExaminationCurrent Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
