MM
Michael J. Mccullough
GRADIENT SECURITIES
St. Paul, MN 55113
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CRD#: 2838632
MM
Professional summary
Michael Joseph Mccullough is a registered financial advisor currently at GRADIENT SECURITIES, LLC located in St. Paul, Minnesota.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Michael has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DBA MJM & ASSOCIATES; INVT REL; 2564 RICE ST, ST. PAUL, MN 55113; INSURANCE; OWNER; 10 HRS/MO; 10 HRS/MO DURING TRADING; INSURANCE SALES AND DBA FOR ADVISORY AND SECURITIES BUSINESS.
2) MICHAEL J. MCCULLOUGH LTD; NON-INV RELATED; 2564 RICE ST, ST. PAUL, MN 55113; ACCOUNTING; CPA; START 01/01/1985; 80 HRS/MTH; 80 HRS/MO DURING TRADING; ACCOUNTING SERVICES.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Joseph Mccullough's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael Joseph Mccullough's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 30, 2015 - Present
GRADIENT SECURITIES, LLC
Office #1: 2564 Rice Street, St. Paul, MN 55113RIA
BD
CRD#: 127701
St. Paul, MN
Current
June 22, 2011 - Present
GRADIENT SECURITIES, LLC
Office #1: 2564 Rice Street, St. Paul, MN 55113RIA
BD
CRD#: 127701
St. Paul, MN
Past
June 22, 2011 - May 21, 2015
GRADIENT ADVISORS, LLC
RIA
CRD#: 152665
ST. PAUL, MN
Past
December 20, 1999 - June 8, 2011
WADDELL & REED
RIA
CRD#: 866
ARDEN HILLS, MN
Past
August 29, 1997 - June 8, 2011
WADDELL & REED
BD
CRD#: 866
ARDEN HILLS, MN
Past
April 22, 1997 - August 28, 1997
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GRADIENT SECURITIES, LLC
GRADIENT SECURITIES, LLC | SYM CAPITAL SECURITIES, LLC | GRADIENT WEALTH MANAGEMENT
CRD#: 127701 / SEC#: 801-80807, 8-66032
RIA
Registered Investment Advisory firm - SEC (1/8/2015 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/17/2021)
RR
Minnesota(6/22/2011)
IAR
Minnesota(6/30/2015)
IAR
Washington(9/26/2024)
RR
Wisconsin(6/22/2011)
IAR
Wisconsin(7/8/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GRADIENT SECURITIES, LLC
GRADIENT SECURITIES, LLC | SYM CAPITAL SECURITIES, LLC | GRADIENT WEALTH MANAGEMENT
CRD#: 127701 / SEC#: 801-80807, 8-66032
RIA
Registered Investment Advisory firm - SEC (1/8/2015 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
4105 Lexington Avenue Suite 380, Arden Hills, MN 55126
Mailing Address
4105 Lexington Avenue Suite 380, Arden Hills, MN 55126
Phone number
(866) 991-1539
Established
Delaware since 04/09/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
62
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 7,322 |
| AUM (Assets Under Management) | $ 591,069,287 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
