Philip J. Richman

CICLO WEALTH LLC

Portland, OR

CRD#: 2838530

Professional summary

Philip Joel Richman, CFP®, who also goes by Phil Richman, is a registered financial advisor currently at CICLO WEALTH LLC located in Portland, Oregon.

Philip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Philip has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Phil Richman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

THE STREET TRUST; 618 NW GLISAN #401, PORTLAND, OR; NOT INVESTMENT RELATED; BOARD MEMBER; START: 2017; 5% OF HIS TIME ON THIS OUTSIDE BUSINESS ACTIVITY; NO COMPENSATION. Philip Joel Richman is an independent licensed insurance agent.He spends approximately 5% of his time on this outside business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip Joel Richman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

January 27, 2021 - Present

CICLO WEALTH LLC

RIA

CRD#: 312016

Portland, OR

Past

April 23, 2012 - January 11, 2021

TENBRIDGE PARTNERS LLC

RIA

CRD#: 159378

PORTLAND, OR

Past

April 20, 2012 - December 31, 2016

KMS FINANCIAL SERVICES, INC.

CRD#: 3866

PORTLAND, OR

Past

November 4, 2009 - April 24, 2012

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

PORTLAND, OR

Past

January 1, 2008 - April 24, 2012

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

PORTLAND, OR

Past

June 19, 2002 - January 3, 2008

A. G. EDWARDS & SONS, INC.

CRD#: 4

PORTLAND, OR

Past

January 22, 1998 - May 2, 2000

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

April 9, 1997 - October 2, 1997

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(2/25/2025)

IAR

Washington
(8/17/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/22/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/21/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 2/3/2009

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 6/17/2002

General Securities Representative Examination

Current Firm

CICLO WEALTH LLC

CRD#: 312016 / SEC#:

Oregon

Registered Investment Advisory firm - (2/25/2025 Approved)

Washington

Registered Investment Advisory firm - (8/17/2022 Approved)

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Contact information

Main Address

Portland, OR

Mailing Address

9220 Sw Barbur Blvd Suite 119-216, Portland, OR 97219

Phone number

(503) 522-8025

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	236
AUM (Assets Under Management)	$ 35,473,405

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Philip J. Richman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip Joel Richman's CRS (Customer Relationship Summary).

Certified licenses

Experience

TENBRIDGE PARTNERS LLC

KMS FINANCIAL SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/22/2003

Series 63

Date: 6/21/2002

SIE

Date: 12/31/2016

Series 31

Date: 2/3/2009

Series 7

Date: 6/17/2002

Current Firm

CICLO WEALTH LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CICLO WEALTH LLC

TRUST BUT VERIFY

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