David W. Conrad
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Wayne Conrad was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1997. David had worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 1997 - December 31, 2017
LUCIEN, STIRLING & GRAY FINANCIAL CORPORATION
January 31, 1997 - April 1, 1997
1ST GLOBAL CAPITAL CORP.
State Registrations and Notice Filings
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Exams
Current Firm
LUCIEN, STIRLING & GRAY FINANCIAL CORPORATION
CRD#: 30554 / SEC#: , 8-44995
Contact information
Documents
Red Flags
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