JR
James A. Randazzo
LSP ADVISORY LLC
Tampa, FL
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CRD#: 2838444
JR
Professional summary
James Andrew Randazzo, who also goes by Jamie Randazzo, is a registered financial advisor currently at LSP ADVISORY LLC located in Tampa, Florida.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. James has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jamie Randazzo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LIFE INSURANCE, ANNUITIES, AND LONG TERM CARE POSITION: Rep NATURE: The nature of this business is to complete people's financial picture with fixed insurance products. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/01/1996 ADDRESS: 650 Seminole Blvd, Largo FL 33770, United States DESCRIPTION: I currently sell Life Insurance, fixed annuities, equity indexed annuities and Long Term Care. I now use an FMO for Life Insurance called Bank on Yourself and have been authorized as a provider for them. BANK ON YOURSELF POSITION: Advisor NATURE: The nature of the business is to educate my clients on the benefits of cash value life insurance and when it may be a good fit for part of a clients investable assets. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2011 ADDRESS: 650 Seminole Blvd, Largo FL 33660, United States DESCRIPTION: My duties with regards to this business is like all my duties as a RR/IAR TAX CONSULTING/PREP POSITION: Leader NATURE: Tax prep and planning. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2000 ADDRESS: 650 Seminole Blvd, Largo FL 33770, United States DESCRIPTION: Duties include gathering data to deteremine if any options are available for the client to save or defer income tax. Tax preperation is usually included. MEDICARE ADVANTAGE/SUPP PLANS POSITION: Rep NATURE: Medicare planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/10/2018 ADDRESS: 650 Seminole Blvd, Largo FL 33604, United States DESCRIPTION: Medicare choices themselves-help with the different options availableand plans available. Premiums-based upon income. If doing Roth conversions or qualified plan distributions, this could bea big factor and needs to be discussed.
CRS (Client Relationship Summary) - RIA
Click below to view James Andrew Randazzo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 19, 2019 - Present
LSP ADVISORY LLC
Office #2: 1901 Ulmerton Rd Suite 625-43, Clearwater, FL 33762RIA
CRD#: 305539
Tampa, FL
Past
October 18, 2016 - December 11, 2019
GWN SECURITIES INC.
RIA
CRD#: 128929
LARGO, FL
Past
October 21, 2013 - December 11, 2019
GWN SECURITIES INC.
BD
CRD#: 128929
LARGO, FL
Past
August 21, 2013 - October 21, 2013
LEGEND EQUITIES CORPORATION
BD
CRD#: 30999
CLEARWATER, FL
Past
April 8, 2004 - August 22, 2013
GWN SECURITIES INC.
BD
CRD#: 128929
CLEARWATER, FL
Past
November 7, 2003 - August 31, 2004
MONEY CONCEPTS CAPITAL CORP
BD
CRD#: 12963
PALM BEACH GARDENS, FL
Past
March 7, 1997 - November 5, 2003
LEGEND EQUITIES CORPORATION
BD
CRD#: 30999
PALM BEACH GARDENS, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(12/19/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
LA
LSP ADVISORY LLC
LSP ADVISORY LLC | LSP PLANNING LLC
CRD#: 305539 / SEC#:
Florida
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Contact information
Main Address
1901 Ulmerton Rd Suite 625-43, Clearwater, FL 33762
Mailing Address
Phone number
(813) 421-4029
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 179 |
| AUM (Assets Under Management) | $ 13,913,387 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
