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JR

James A. Randazzo

LSP ADVISORY LLC
CLEARWATER, FL 33762
Some features on this profile are disabled
CRD#: 2838444
JR

Professional summary


James Andrew Randazzo, who also goes by Jamie Randazzo, is a registered financial advisor currently at LSP ADVISORY LLC located in Clearwater, Florida.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. James has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Jamie Randazzo

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view James Andrew Randazzo's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 19, 2019 - Present

LSP ADVISORY LLC

Office #1: 1901 Ulmerton Rd Suite 625-43, Clearwater, FL 33762
RIA
CRD#: 305539
CLEARWATER, FL
Past

October 18, 2016 - December 11, 2019

GWN SECURITIES INC.

RIA
CRD#: 128929
LARGO, FL
Past

October 21, 2013 - December 11, 2019

GWN SECURITIES INC.

BD
CRD#: 128929
LARGO, FL
Past

August 21, 2013 - October 21, 2013

LEGEND EQUITIES CORPORATION

BD
CRD#: 30999
CLEARWATER, FL
Past

April 8, 2004 - August 22, 2013

GWN SECURITIES INC.

BD
CRD#: 128929
CLEARWATER, FL
Past

November 7, 2003 - August 31, 2004

MONEY CONCEPTS CAPITAL CORP

BD
CRD#: 12963
PALM BEACH GARDENS, FL
Past

March 7, 1997 - November 5, 2003

LEGEND EQUITIES CORPORATION

BD
CRD#: 30999
PALM BEACH GARDENS, FL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(12/19/2019)

Exams


State Security Law Exam
IAR
Series 65
Date: 10/11/2016
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


LA
LSP ADVISORY LLC
LSP ADVISORY LLC | LSP PLANNING LLC

CRD#: 305539 / SEC#:

Florida
Registered Investment Advisory firm - (12/19/2019 Approved)
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Contact information


Main Address
1901 Ulmerton Rd Suite 625-43, Clearwater, FL 33762
Mailing Address
Phone number
(813) 421-4029
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts179
AUM (Assets Under Management)$ 13,913,387

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


LSP ADVISORY LLC

CRD#: 305539Clearwater, FL 33762

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Contact information


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