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JR

James Andrew Randazzo

LSP ADVISORY
CLEARWATER, FL
·CRD# 2838444·29 years experience

Professional Summary

James Andrew Randazzo, who also goes by Jamie Randazzo, is a registered financial advisor currently at LSP ADVISORY LLC located in Clearwater, Florida. James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. James has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jamie Randazzo

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

Email

xxxxx@xxxx.xxx

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

LSP ADVISORY LLC·CRD# 305539
RIA
1. 1901 Ulmerton Rd Suite 625-43, Clearwater, FL 337622. Tavares, FL3. Tavares, FL
December 19, 2019 - Present
GWN SECURITIES INC.·CRD# 128929
RIA
Largo, FL
October 18, 2016 - December 11, 2019
GWN SECURITIES INC.·CRD# 128929
BD
Largo, FL
October 21, 2013 - December 11, 2019
LEGEND EQUITIES CORPORATION·CRD# 30999
BD
Clearwater, FL
August 21, 2013 - October 21, 2013
GWN SECURITIES INC.·CRD# 128929
BD
Clearwater, FL
April 8, 2004 - August 22, 2013
MONEY CONCEPTS CAPITAL CORP·CRD# 12963
BD
Palm Beach Gardens, FL
November 7, 2003 - August 31, 2004
LEGEND EQUITIES CORPORATION·CRD# 30999
BD
Palm Beach Gardens, FL
March 7, 1997 - November 5, 2003

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Current Firm

LA
LSP ADVISORY LLC

LSP ADVISORY LLC | LSP PLANNING LLC

CRD#: 305539
Florida
Registered Investment Advisory firm - Florida (12/19/2019 Approved)
Georgia
Registered Investment Advisory firm - Georgia (4/9/2026 Approved)

Contact Information

Main Address

1901 Ulmerton Rd Suite 625-43, Clearwater, FL 33762

Phone Number

(813) 421-4029

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

269

AUM (Assets Under Management)

$24,839,836

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LIFE INSURANCE, ANNUITIES, AND LONG TERM CARE POSITION: Rep NATURE: The nature of this business is to complete people's financial picture with fixed insurance products. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/01/1996 ADDRESS: 650 Seminole Blvd, Largo FL 33770, United States DESCRIPTION: I currently sell Life Insurance, fixed annuities, equity indexed annuities and Long Term Care. I now use an FMO for Life Insurance called Bank on Yourself and have been authorized as a provider for them. BANK ON YOURSELF POSITION: Advisor NATURE: The nature of the business is to educate my clients on the benefits of cash value life insurance and when it may be a good fit for part of a clients investable assets. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2011 ADDRESS: 650 Seminole Blvd, Largo FL 33660, United States DESCRIPTION: My duties with regards to this business is like all my duties as a RR/IAR TAX CONSULTING/PREP POSITION: Leader NATURE: Tax prep and planning. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2000 ADDRESS: 650 Seminole Blvd, Largo FL 33770, United States DESCRIPTION: Duties include gathering data to deteremine if any options are available for the client to save or defer income tax. Tax preperation is usually included. MEDICARE ADVANTAGE/SUPP PLANS POSITION: Rep NATURE: Medicare planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/10/2018 ADDRESS: 650 Seminole Blvd, Largo FL 33604, United States DESCRIPTION: Medicare choices themselves-help with the different options availableand plans available. Premiums-based upon income. If doing Roth conversions or qualified plan distributions, this could bea big factor and needs to be discussed.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Florida
(12/19/2019)
IAR
Georgia
(4/9/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2016About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1997About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 1997About the Series 6 exam

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CRS (Client Relationship Summary) - RIA

Click below to view James Andrew Randazzo's CRS (Customer Relationship Summary).

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