Rahim S. Kassim-lakha
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rahim Shamsh Kassim-lakha, who also goes by Rahim S Kassimlakha, Rahim Shamsh Kassimlakha, was a registered financial professional .
Rahim is a previously registered financial professional and started their career in finance in 2000. Rahim had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 29, 2015 - December 24, 2015
SALMAN PARTNERS (USA) INC.
August 14, 2012 - February 10, 2015
DESJARDINS SECURITIES INTERNATIONAL INC.
March 3, 2011 - November 11, 2011
VIII CAPITAL CORP.
February 15, 2011 - March 30, 2011
EDGECREST CAPITAL (USA) INC.
June 22, 2009 - December 31, 2009
RICHARDSON GMP (USA) CORP.
October 4, 2006 - February 17, 2009
NBF SECURITIES (USA) CORP.
November 22, 2005 - May 21, 2007
IA SECURITIES (USA) INC.
September 16, 2002 - November 1, 2004
GRIFFITHS MCBURNEY CORP.
December 1, 2000 - July 12, 2002
U.S. GLOBAL BROKERAGE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SALMAN PARTNERS (USA) INC.
CRD#: 43842 / SEC#: , 8-50470
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
