Marco A. Escobar

SCHWAB WEALTH ADVISORY

Orlando, FL 32810

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CRD#: 2838382

Professional summary

Marco Antonio Escobar, who also goes by Marc Alvarenga, Marco Antonio Escobar Jr, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Orlando, Florida and CHARLES SCHWAB & CO., INC. located in Orlando, Florida.

Marco is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Marco has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marc Alvarenga | Marco Antonio Escobar Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Marco Escobar DBA CasaMuzik | Investment Related:No|Performing/Fine Arts|Owner|1/2/2017|Less than 20|0|Not investment related: Music/video production: Producer/Writer/Musician, I have copywritten music that is outsourced to independent recording artists, producers and record labels, No time is devoted to the business each month during securities trading hours. 1 hour or less is devoted to the business each month outside of securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marco Antonio Escobar's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 5, 2025 - Present

SCHWAB WEALTH ADVISORY, INC.

Office #1: 1991 Summit Park Drive, Orlando, FL 32810

RIA

CRD#: 159035

Orlando, FL

Current

March 5, 2025 - Present

CHARLES SCHWAB & CO., INC.

Office #1: 1991 Summit Park Drive, Orlando, FL 32810

RIA

CRD#: 5393

Orlando, FL

Past

February 20, 2018 - December 12, 2024

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

San Antonio, TX

Past

February 20, 2018 - December 12, 2024

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

San Antonio, TX

Past

April 19, 2016 - February 13, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

AUSTIN, TX

Past

April 19, 2016 - February 13, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

AUSTIN, TX

Past

November 14, 2012 - April 20, 2016

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

SAN ANTONIO, TX

Past

October 1, 2012 - April 20, 2016

J.P. MORGAN SECURITIES LLC

CRD#: 79

SAN ANTONIO, TX

Past

August 13, 2008 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

SAN ANTONIO, TX

Past

January 30, 2007 - August 1, 2008

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

SAN ANTONIO, TX

Past

December 13, 2004 - March 14, 2005

GUNNALLEN FINANCIAL, INC

CRD#: 17609

TAMPA, FL

Past

September 3, 1999 - January 8, 2003

NATIONAL CLEARING CORP.

CRD#: 14343

SHERMAN OAKS, CA

Past

July 3, 1997 - October 31, 1997

CONTINENTAL BROKER-DEALER CORP.

CRD#: 14048

CARLE PLACE, NY

Past

February 18, 1997 - April 21, 1997

PRIME CHARTER LTD.

CRD#: 25668

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(3/7/2025)

Alaska
(3/7/2025)

Arizona
(3/7/2025)

Arkansas
(3/7/2025)

California
(3/7/2025)

Colorado
(3/7/2025)

Connecticut
(3/7/2025)

Delaware
(3/7/2025)

District of Columbia
(3/7/2025)

Florida
(3/5/2025)

IAR

Florida
(4/1/2025)

Georgia
(3/7/2025)

Hawaii
(3/7/2025)

Idaho
(3/7/2025)

Illinois
(3/7/2025)

Indiana
(3/7/2025)

Iowa
(3/7/2025)

Kansas
(3/7/2025)

Kentucky
(3/7/2025)

Louisiana
(3/7/2025)

Maine
(3/7/2025)

Maryland
(3/7/2025)

Massachusetts
(3/7/2025)

Michigan
(3/7/2025)

Minnesota
(3/7/2025)

Mississippi
(3/7/2025)

Missouri
(3/7/2025)

Montana
(3/7/2025)

Nebraska
(3/7/2025)

Nevada
(3/7/2025)

New Hampshire
(3/7/2025)

New Jersey
(3/7/2025)

New Mexico
(3/7/2025)

New York
(3/7/2025)

North Carolina
(3/7/2025)

North Dakota
(3/7/2025)

Ohio
(3/7/2025)

Oklahoma
(3/7/2025)

Oregon
(3/7/2025)

Pennsylvania
(3/7/2025)

Puerto Rico
(3/7/2025)

Rhode Island
(3/7/2025)

South Carolina
(3/7/2025)

South Dakota
(3/7/2025)

Tennessee
(3/7/2025)

Texas
(3/5/2025)

IAR

Texas
(3/5/2025)

Utah
(3/7/2025)

Vermont
(3/7/2025)

Virgin Islands
(3/7/2025)

Virginia
(3/7/2025)

Washington
(3/7/2025)

West Virginia
(3/7/2025)

Wisconsin
(3/7/2025)

Wyoming
(3/7/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/12/2012

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/28/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/14/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 5/6/2024

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 3/11/2024

General Securities Sales Supervisor - General Module Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

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Contact information

Main Address

211 Main Street, San Francisco, CA 94105-1901

Mailing Address

Phone number

(415) 667-7000

Established

Firm type

Fiscal year end

# of Employees

1,042

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (9/23/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Marco A. Escobar

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marco Antonio Escobar's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

GUNNALLEN FINANCIAL, INC

NATIONAL CLEARING CORP.

CONTINENTAL BROKER-DEALER CORP.

PRIME CHARTER LTD.

Primary Firm SEC Registration

SCHWAB WEALTH ADVISORY, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/12/2012

Series 63

Date: 2/28/1997

SIE

Date: 10/1/2018

Series 7

Date: 2/14/1997

Series 9

Date: 5/6/2024

Series 10

Date: 3/11/2024

FINRA

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

SCHWAB WEALTH ADVISORY, INC.

TRUST BUT VERIFY

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