Michael D. Buonomo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Dominick Buonomo was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1997. Michael had worked at 5 firms and has passed the Series 63, Series 55 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 12, 2003 - January 31, 2011
DIVINE CAPITAL MARKETS LLC
January 3, 2003 - August 14, 2003
S. B. CANTOR & CO., INC.
November 10, 1998 - December 31, 2002
GLENN MICHAEL FINANCIAL, INC.
April 20, 1998 - June 26, 1998
THE CAMELOT GROUP, INC.
November 24, 1997 - January 13, 1998
MORGAN GRANT CAPITAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/18/2001
Limited Representative-Equity Trader ExamSeries 62
Date: 11/21/1997
Corporate Securities Limited Representative ExaminationCurrent Firm
DIVINE CAPITAL MARKETS LLC
CRD#: 118212 / SEC#: , 8-53650
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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