Bertrand K. Chan
Professional summary
Bertrand Kerwin Chan, who also goes by Bert Chan, Bertrand Chan, is a registered financial professional currently at BLUEFIN CAPITAL MANAGEMENT, LLC located in New York, New York.
Bertrand is registered as a RR (Registered Representative) and started their career in finance in 1997. Bertrand has worked at 5 firms and has passed the Series 57TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bertrand Kerwin Chan's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 27, 2007 - Present
BLUEFIN CAPITAL MANAGEMENT, LLC
Office #1: 41 Madison Avenue 36th Floor, New York, NY 10010Office #2: 41 Madison Avenue 36th Floor, New York, 10010, Us 36th Floor, New York, NY, 10010February 19, 2010 - June 15, 2010
BLUEFIN SPECIALISTS L.L.C.
October 15, 2003 - December 4, 2003
SUSQUEHANNA SECURITIES, LLC
September 15, 2003 - December 4, 2003
SUSQUEHANNA INVESTMENT GROUP
February 27, 1997 - December 4, 2003
SAL EQUITY TRADING, GP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq PHLX LLC
Current Firm
BLUEFIN CAPITAL MANAGEMENT, LLC
CRD#: 113892 / SEC#: , 8-53382
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 18 |
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