Gary P. Smola
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Patrick Smola, CFP® was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1997. Gary had worked at 8 firms and has passed the Series 65, Series 63, Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2000
Experience
January 21, 2015 - July 10, 2015
LEARNVEST PLANNING SERVICES, LLC
October 11, 2007 - February 12, 2008
THE PLANNERS NETWORK, INC.
January 4, 2007 - November 20, 2007
NATIONAL PLANNING CORPORATION
July 19, 2006 - November 13, 2006
CHARLES SCHWAB & CO., INC.
June 2, 2006 - November 13, 2006
CHARLES SCHWAB & CO., INC.
February 21, 2002 - October 1, 2002
SUNSET FINANCIAL SERVICES, INC.
January 2, 2002 - October 1, 2002
SUNSET FINANCIAL SERVICES, INC.
May 2, 2000 - December 18, 2001
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
May 2, 2000 - December 18, 2001
OSAIC FA, INC.
January 28, 1997 - December 31, 1997
SECURIAN FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LEARNVEST PLANNING SERVICES, LLC
CRD#: 162453 / SEC#: 801-76617
Contact information
Red Flags
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