Gregory M. Balitsos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory M. Balitsos, who also goes by Gregory Michael Balitsos, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 2000. Gregory had worked at 3 firms and has passed the Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 12, 2006 - October 12, 2012
LOMBARD ODIER TRANSATLANTIC LIMITED
July 16, 2003 - February 28, 2007
LOMBARD ODIER DARIER HENTSCH SECURITIES, INC.
January 6, 2000 - July 13, 2001
ROBERT R. MEREDITH & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
LOMBARD ODIER TRANSATLANTIC LIMITED
CRD#: 6318 / SEC#: 801-112125, 8-15608
Contact information
Disclosures
| Regulatory Event | 1 |
Red Flags
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