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Eric Ralph Vacca

CRD# 2837810·Registered 1997 - 2015
Previously Registered: Being a previously registered professional could mean that Eric is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Eric Ralph Vacca, who also goes by Eric Ralph Valla, was a registered financial advisor. Eric was a previously registered financial professional and started their career in finance 1997 - 2015. Eric had worked at 7 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Eric Ralph Valla

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

MERUS CAPITAL PARTNERS, LLC·CRD# 158884
BD
New York, NY
January 20, 2015 - December 15, 2015
KOYOTE TRADING LLC·CRD# 149672
BD
New York, NY
August 3, 2009 - January 12, 2015
SCHOTTENFELD GROUP LLC·CRD# 128103
BD
New York, NY
June 7, 2007 - October 16, 2009
OPUS TRADING FUND LLC·CRD# 125204
BD
Norwalk, CT
May 11, 2006 - June 8, 2007
SCHONFELD SECURITIES, LLC·CRD# 23304
BD
Jericho, NY
May 20, 1998 - March 22, 2004
FIRST NEW YORK SECURITIES L.L.C.·CRD# 16362
BD
New York, NY
May 13, 1998 - May 27, 1998
SCHONFELD SECURITIES, LLC·CRD# 23304
BD
Jericho, NY
March 25, 1997 - May 6, 1998
SCHON-EX LLC·CRD# 32211
BD
Jericho, NY
March 13, 1997 - July 21, 1997

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Current Firm

MC
MERUS CAPITAL PARTNERS, LLC

MERUS CAPITAL PARTNERS, LLC

CRD#: 158884 / SEC#: 8-68937
BD
Terminated by SEC on 02/14/2016

Contact Information

Established

Delaware since 04/15/2011

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
MERUS CAPITAL GROUP LLCMEMBER—
ALTER, IRINACCO5988457
BORRELLI, ALAN PASQUALECFO2655912
JUNG, CHARLES CHANDIRECTOR OF OPERATIONS4777355

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1997About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2015About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jul 2007

Series 7 — General Securities Representative Examination

Passed Mar 1997About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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