Eric R. Vacca
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Ralph Vacca, who also goes by Eric Ralph Valla, was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1997. Eric had worked at 7 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 2015 - December 15, 2015
MERUS CAPITAL PARTNERS, LLC
August 3, 2009 - January 12, 2015
KOYOTE TRADING LLC
June 7, 2007 - October 16, 2009
SCHOTTENFELD GROUP LLC
May 11, 2006 - June 8, 2007
OPUS TRADING FUND LLC
May 20, 1998 - March 22, 2004
SCHONFELD SECURITIES, LLC
May 13, 1998 - May 27, 1998
FIRST NEW YORK SECURITIES L.L.C.
March 25, 1997 - May 6, 1998
SCHONFELD SECURITIES, LLC
March 13, 1997 - July 21, 1997
SCHON-EX LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 7/23/2007
Limited Representative-Equity Trader ExamCurrent Firm
MERUS CAPITAL PARTNERS, LLC
CRD#: 158884 / SEC#: , 8-68937
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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