Gregg D. Smyth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregg Denham Smyth was a registered financial professional .
Gregg is a previously registered financial professional and started their career in finance in 1997. Gregg had worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 9, 2011 - July 28, 2021
COREBRIDGE CAPITAL SERVICES, INC.
November 10, 2009 - February 10, 2011
VP DISTRIBUTORS LLC
January 20, 2000 - October 5, 2009
COREBRIDGE CAPITAL SERVICES, INC.
November 16, 1999 - December 3, 1999
VOYA INVESTMENTS DISTRIBUTOR, LLC
September 25, 1997 - November 16, 1999
NORTHSTAR DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COREBRIDGE CAPITAL SERVICES, INC.
CRD#: 13158 / SEC#: , 8-28733
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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