Kai N. Strasse
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kai None Strasse, who also goes by Kai Strasse, was a registered financial professional .
Kai is a previously registered financial professional and started their career in finance in 2004. Kai had worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 3 and Series 55 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 2010 - February 12, 2015
ALLSTON TRADING LLC
May 5, 2004 - October 18, 2004
PIPER SANDLER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/19/2004
Limited Representative-Equity Trader ExamCurrent Firm
ALLSTON TRADING LLC
CRD#: 125499 / SEC#: , 8-65807
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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