Steven L. Brenner
Professional summary
Steven Louis Brenner is a registered financial professional currently at NYLIFE SECURITIES LLC located in Alpharetta, Georgia.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1997. Steven has worked at 8 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Louis Brenner's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 23, 2025 - Present
NYLIFE SECURITIES LLC
Office #1: 1125 Cambridge Square Suite C, Alpharetta, GA 30009July 13, 2018 - June 21, 2021
FIDELITY PERSONAL AND WORKPLACE ADVISORS
May 6, 2015 - July 13, 2018
STRATEGIC ADVISERS LLC
April 7, 2015 - June 16, 2021
FIDELITY BROKERAGE SERVICES LLC
July 17, 2009 - September 8, 2011
SECURITIES AMERICA, INC.
April 6, 2009 - February 13, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
April 3, 2009 - February 13, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
February 11, 2003 - April 8, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
July 15, 1998 - April 8, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
February 11, 1997 - January 8, 1998
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/1/2023
General Securities Representative ExaminationFINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| VIRENDRA, SONALI NMN | ELECTED MANAGER | 2404467 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
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