Craig A. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig Andrew Johnson, who also goes by Craig A Johnson, was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 1997. Craig had worked at 11 firms and has passed the Series 63, Series 7TO, SIE, Series 55, Series 7, Series 6 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2019 - July 1, 2022
UNITED FIRST PARTNERS LLC
May 20, 2015 - November 3, 2015
JONESTRADING
January 27, 2012 - February 25, 2014
UNITED FIRST PARTNERS LLC
May 28, 2009 - March 11, 2011
NEWEDGE USA, LLC
January 12, 2007 - January 11, 2008
LOUIS CAPITAL MARKETS, LLC
December 15, 2003 - December 21, 2005
TULLETT PREBON FINANCIAL SERVICES LLC
April 13, 2000 - November 29, 2001
NATIONAL FINANCIAL SERVICES LLC
April 8, 1999 - April 14, 2000
FIDELITY BROKERAGE SERVICES LLC
July 28, 1998 - April 14, 1999
LPL FINANCIAL LLC
July 24, 1998 - August 11, 1998
MANUFACTURERS SECURITIES SERVICES, LLC
January 17, 1997 - April 4, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
January 17, 1997 - April 4, 1997
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 11/1/2019
General Securities Representative ExaminationSeries 55
Date: 5/26/2000
Limited Representative-Equity Trader ExamCurrent Firm
UNITED FIRST PARTNERS LLC
CRD#: 155456 / SEC#: , 8-68718
Contact information
FINRA licenses (14 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HADJEDJ, MICHAEL SIMON | PRESIDENT, ELECTED MANAGER | 5854635 |
| MARDEL, STEPHANE CHARLES | CO-PRESIDENT | 5854634 |
| DICKERSON, ELIZABETH ANNE | CHIEF COMPLIANCE OFFICER | 1917497 |
| DOHERTY, JAMES HUGH | PRINCIPAL OPERATIONS OFFICER | 4197747 |
| SINELNIKOV, PETER SERGEY | PRINCIPAL FINANCIAL OFFICER | 6493208 |
| UNITED FIRST PARTNERS HOLDINGS, LLC | SOLE MEMBER |
Disclosures
| Regulatory Event | 4 |
Red Flags
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