Jonathan S. Cressman
Professional summary
Jonathan Scott Cressman, who also goes by Jon Cressman, is a registered financial professional currently at TRANSAMERICA CAPITAL, LLC located in Denver, Colorado.
Jonathan is registered as a RR (Registered Representative) and started their career in finance in 1997. Jonathan has worked at 5 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jonathan Scott Cressman's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 10, 2022 - Present
TRANSAMERICA CAPITAL, LLC
Office #1: 1801 California St. Suite 5200, Denver, CO 80202January 11, 2008 - December 21, 2020
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
May 11, 1999 - January 2, 2008
GLOBAL ATLANTIC DISTRIBUTORS, LLC
September 30, 1998 - May 18, 1999
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
March 5, 1997 - October 7, 1998
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/10/2022)
Exams
FINRA
Current Firm
TRANSAMERICA CAPITAL, LLC
CRD#: 8217 / SEC#: , 8-24829
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AUSA HOLDING, LLC | PARENT | |
| ACKERMAN, TIMOTHY LEON | DIRECTOR | 2311523 |
| BEITZEL, BRIAN | DIRECTOR, CHIEF FINANCIAL OFFICER, TREASURER | 6183770 |
| CARNEY, ROBERT DONALD | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD | 6747924 |
| HALLORAN, MARK FRANCIS | DIRECTOR | 1128889 |
| HELLERMAN, DOUGLAS | CHIEF COMPLIANCE OFFICER | 4696681 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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