Stephen Galligan
CFP®Professional Summary
Stephen Galligan, CFP® is a registered financial advisor currently at GALLIGAN FINANCIAL ADVISORS located in Eagan, Minnesota. Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Stephen has worked at 1 firm and has passed the Series 63 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
ELEMENT SQUARED PRIVATE WEALTH
LPL FINANCIAL LLC
LPL ENTERPRISE, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
ELEMENT SQUARED PRIVATE WEALTH
LPL FINANCIAL LLC
LPL ENTERPRISE, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
ELEMENT SQUARED PRIVATE WEALTH
LPL FINANCIAL LLC
LPL ENTERPRISE, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
ELEMENT SQUARED PRIVATE WEALTH
LPL FINANCIAL LLC
LPL ENTERPRISE, LLC
Credentials
Years of Experience
30 years registered in the securities industry
Current & Past Employments
Current
Similar Advisors
ELEMENT SQUARED PRIVATE WEALTH
LPL FINANCIAL LLC
LPL ENTERPRISE, LLC
Current Firm
GALLIGAN FINANCIAL ADVISORS | GALLIGAN FINANCIAL ADVISORS, LTD.
Contact Information
Main Address
3460 Washington Drive Suite 204, Eagan, MN 55122Phone Number
(651) 456-5385# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
250AUM (Assets Under Management)
$69,100,000Similar Advisors
ELEMENT SQUARED PRIVATE WEALTH
LPL FINANCIAL LLC
LPL ENTERPRISE, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
ELEMENT SQUARED PRIVATE WEALTH
LPL FINANCIAL LLC
LPL ENTERPRISE, LLC
State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
ELEMENT SQUARED PRIVATE WEALTH
LPL FINANCIAL LLC
LPL ENTERPRISE, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Galligan's CRS (Customer Relationship Summary).
Similar Advisors
ELEMENT SQUARED PRIVATE WEALTH
LPL FINANCIAL LLC
LPL ENTERPRISE, LLC