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SG

Stephen Galligan

GALLIGAN FINANCIAL ADVISORS
Eagan, MN 55122
Some features on this profile are disabled
CRD#: 2837272
SG

Professional summary

Stephen Galligan, CFP® is a registered financial advisor currently at GALLIGAN FINANCIAL ADVISORS located in Eagan, Minnesota.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Stephen has worked at 1 firm and has passed the Series 63 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Galligan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 1996

Experience

Current

February 9, 2018 - Present

GALLIGAN FINANCIAL ADVISORS

Office #1: 3460 Washington Drive #204, Eagan, MN 55122
RIA
CRD#: 115334
Eagan, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Minnesota
(2/9/2018)

Exams

State Security Law Exam
RR
Series 63
Date: 12/12/1996
Uniform Securities Agent State Law Examination

Current Firm

GF
GALLIGAN FINANCIAL ADVISORS
GALLIGAN FINANCIAL ADVISORS | GALLIGAN FINANCIAL ADVISORS, LTD.

CRD#: 115334 / SEC#:

Minnesota
Registered Investment Advisory firm - (3/8/2012 Approved)
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Contact information

Main Address
3460 Washington Drive Suite 204, Eagan, MN 55122
Mailing Address
Phone number
(651) 456-5385
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts250
AUM (Assets Under Management)$ 69,100,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GALLIGAN FINANCIAL ADVISORS

CRD#: 115334Eagan, MN 55122

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