Stephen Galligan

GALLIGAN FINANCIAL ADVISORS

Eagan, MN 55122

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CRD#: 2837272

Professional summary

Stephen Galligan, CFP® is a registered financial advisor currently at GALLIGAN FINANCIAL ADVISORS located in Eagan, Minnesota.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Stephen has worked at 1 firm and has passed the Series 63 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CPA tax planning & preparation. Seasonal 20 hours a week for 3 months CFP personal financial planning. 10 hours a week on average.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Galligan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1996

Experience

Current

February 9, 2018 - Present

GALLIGAN FINANCIAL ADVISORS

Office #1: 3460 Washington Drive #204, Eagan, MN 55122

RIA

CRD#: 115334

Eagan, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(2/9/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/12/1996

Uniform Securities Agent State Law Examination

Current Firm

GALLIGAN FINANCIAL ADVISORS

GALLIGAN FINANCIAL ADVISORS | GALLIGAN FINANCIAL ADVISORS, LTD.

CRD#: 115334 / SEC#:

Minnesota

Registered Investment Advisory firm - (3/8/2012 Approved)

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Contact information

Main Address

3460 Washington Drive Suite 204, Eagan, MN 55122

Mailing Address

Phone number

(651) 456-5385

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	250
AUM (Assets Under Management)	$ 69,100,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephen Galligan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Galligan's CRS (Customer Relationship Summary).

Certified licenses

Experience

GALLIGAN FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 12/12/1996

Current Firm

GALLIGAN FINANCIAL ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GALLIGAN FINANCIAL ADVISORS

TRUST BUT VERIFY

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