Christopher A. Trotta
Professional summary
Christopher Anthony Trotta, who also goes by Christopher Trotta, is a registered financial professional currently at ROBINHOOD FINANCIAL, LLC located in Lake Mary, Florida and TRADE-PMR INC. located in Lake Mary, Florida.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1998. Christopher has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 21 and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Anthony Trotta's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 21, 2022 - Present
ROBINHOOD FINANCIAL, LLC
Office #1: 500 Colonial Center Pky Suite 100, Lake Mary, FL 32746May 4, 2026 - Present
TRADE-PMR INC.
Office #1: 500 Colonial Center Parkway Ste 100, Lake Mary, FL 32746October 1, 2014 - September 22, 2022
LPL FINANCIAL LLC
March 13, 2014 - September 9, 2014
LPL FINANCIAL LLC
November 6, 2013 - March 14, 2014
WELLS FARGO CLEARING SERVICES, LLC
November 6, 2013 - March 14, 2014
WELLS FARGO CLEARING SERVICES, LLC
January 25, 2010 - October 24, 2012
BARCLAYS CAPITAL INC.
December 2, 1998 - January 27, 2010
LABRANCHE & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/21/2022)
Exams
Series 21
Date: 5/21/2003
NYSE Front Line Specialist ClerkSeries 25
Date: 12/14/1999
NYSE Trading Assistant ExaminationFINRA
Current Firm
TRADE-PMR INC.
CRD#: 46350 / SEC#: , 8-51390
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GATOR MERGER SUB II, LLC | SHAREHOLDER | |
| BALDWIN, ROBB WALLER | PRESIDENT & CHIEF EXECUTIVE OFFICER | 1409477 |
| DILBONE, ROBERT POTTER JR | CHIEF REVENUE OFFICER | 5893751 |
| KELATI, DANIEL T | CHIEF FINANCIAL OFFICER AND FINANCIAL OPERATIONS PRINCIPAL | 3103432 |
| LEGACY, ELIZABETH | CHIEF COMPLIANCE OFFICER | 4368139 |
| QUIRK, STEVEN MARK | DIRECTOR | 2728768 |
| SUBRAMANIAN, SIVARAMAKRISHNAN | DIRECTOR | 7339479 |
| VICTORIA, RICHARD SCOTT | CHIEF OPERATING OFFICER | 5371275 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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