William L. Vecchione
Professional summary
William Levio Vecchione was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
William is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, William had worked at 4 firms, which includes ROYAL HUTTON SECURITIES CORP., MEYERS POLLOCK ROBBINS INC., ARGENT SECURITIES INC., WINCHESTER INVESTMENT SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 9, 1997 - April 12, 2001
ROYAL HUTTON SECURITIES CORP.
April 2, 1997 - June 12, 1997
MEYERS POLLOCK ROBBINS, INC.
January 15, 1997 - March 31, 1997
ARGENT SECURITIES, INC.
December 19, 1996 - January 21, 1997
WINCHESTER INVESTMENT SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ROYAL HUTTON SECURITIES CORP.
CRD#: 14489 / SEC#: , 8-30742
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 9 |
| Bond | 1 |
Red Flags
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