Joseph M. Baker
Professional summary
Joseph Matthew Baker, CFP®, who also goes by Joseph Baker, is a registered financial advisor currently at BAKER ASSET MANAGEMENT, LLC located in Mount Pleasant, South Carolina.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Joseph has worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Matthew Baker's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2000
Experience
October 9, 2017 - Present
BAKER ASSET MANAGEMENT, LLC
February 17, 2017 - July 27, 2017
VISIONQUEST WEALTH MANAGEMENT, LLC
March 31, 2004 - March 3, 2017
ALCUS FINANCIAL GROUP, LLC
August 25, 1999 - March 31, 2004
SECURITIES AMERICA, INC.
January 10, 1997 - October 13, 1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
January 10, 1997 - October 13, 1999
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/10/2018)
(10/9/2017)
(2/12/2020)
Exams
Current Firm
BAKER ASSET MANAGEMENT, LLC
CRD#: 289524 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 52 |
| AUM (Assets Under Management) | $ 40,720,360 |
Red Flags
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