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William Webb Cox Jr

CFP®
CRD# 2836999·Registered 1997 - 2023
Previously Registered: Being a previously registered professional could mean that William is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

William Webb Cox JR, CFP®, who also goes by Chip Cox, William W Cox Jr, was a registered financial advisor. William was a previously registered financial professional and started their career in finance 1997 - 2023. William had worked at 3 firms and has passed the Series 63 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chip Cox, William W Cox Jr

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 1989

Years of Experience

29 years in the financial services industry

Current & Past Employments

COX PLANNING SERVICES PLLC·CRD# 145358
RIA
Paducah, KY
January 13, 2014 - July 25, 2023
COX PLANNING SERVICES PLLC·CRD# 145358
RIA
Paducah, KY
February 27, 2009 - December 31, 2013
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES·CRD# 4039
BD
New York, NY
February 12, 1997 - June 9, 1998
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
New York, NY
February 12, 1997 - June 9, 1998

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Current Firm

CP
COX PLANNING SERVICES PLLC

COX PLANNING SERVICES PLLC | WILLIAM W. COX CPA/PFS CFP

CRD#: 145358

Contact Information

Main Address

131 Nahm Street Suite 4, Paducah, KY 42001

Mailing Address

Po Box 8064, Paducah, KY 42002-8064

Phone Number

(270) 444-0410

# of Employees

1

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Owner of a CPA firm in Paducah, KY which is registered with the KY State Board of Accountancy. Mr. Cox is a sole practitioner in this firm. Firm name is William W Cox CPA and is not investment related. The practice is located at 131 Nahm Street, Suite 4, Paducah, KY 42001. This firm primary practices in tax compliance and advising and performs small business bookkeeping and payroll services. As part of the bookkeeping process, compiled financial statements without disclosures can be prepared. Mr. Cox is the 100% owner of this practice and started the firm in December, 1996 and has operated it since that date. This practice is generally open from 8 to 4:30 Monday through Friday. During tax preparation season, the operating hours are longer. Mr. Cox devotes at a minimum 2,080 hours per year in the CPA practice and this includes hours during which the stock market is open. Mr. Cox's duties include all of the services provided by the firm. The Mayor and City Commission of the City of Paducah has appointed Mr. Cox to two civic boards. Both boards are unpaid positions.: 1.) Paducah Area Transit System (850 Harrison Street, Paducah, KY 42001) which provides public transportation services. Mr. Cox is currently the Chairman of that Board and does not provide any investment or financial related services to the System. Mr. Cox began serving on this board in approximately 1994 and is appointed to four-year terms by the Mayor and City Commission of Paducah. The Board meets monthly with meetings last approximately 1 hour. There may be other times that Mr. Cox is consulted on current issues of the System but total time would be under 4 hours per month and those hours would vary or whether they are during security trading hours. As other board members, Mr. Cox's duties are consultant in nature. 2.) Brooks Stadium Commission (2400 Brooks Stadium Drive, Paducah, KY) which oversees the operations of a public baseball stadium. The Commission also owns the Paducah Chiefs Baseball Organization which is a summer league collegiate baseball. They play in June and July. The Commission meets quarterly for approximately 1.5 to 2 hours. The Commission position is not investment related and the amount of time spent varies by the time of the year. Some of the time spent may be during security trading hours. Mr. Cox began serving on this Commission in approximately 2016 and is appointed to 4 year terms by the Mayor and City Commission. As other board members, Mr. Cox's duties are consultant in nature.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1997About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 1997About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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