Philip Sparacino
Professional summary
Philip Sparacino, who also goes by Philip (none) Sparacino, is a registered financial advisor currently at DISCIPLINED PORTFOLIO SOLUTIONS LLC located in Leland, North Carolina.
Philip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Philip has worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Philip Sparacino's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 21, 2021 - Present
DISCIPLINED PORTFOLIO SOLUTIONS LLC
February 10, 1999 - January 9, 2012
CHARLES SCHWAB & CO., INC.
September 18, 1997 - November 24, 1998
MORGAN STANLEY DW INC.
April 10, 1997 - August 26, 1997
UBS FINANCIAL SERVICES INC.
January 1, 1997 - March 17, 1997
LADENBURG CAPITAL MANAGEMENT INC.
Primary Firm SEC Registration
DISCIPLINED PORTFOLIO SOLUTIONS LLC
CRD#: 160072 / SEC#: 801-74471
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/21/2021)
(7/24/2023)
Exams
Current Firm
DISCIPLINED PORTFOLIO SOLUTIONS LLC
CRD#: 160072 / SEC#: 801-74471
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 56 |
| AUM (Assets Under Management) | $ 194,623,857 |
Red Flags
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