Matthew J. Bader

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CRD#: 2836981

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Matthew J Bader, who also goes by Matthew Jay Bader, Matthew Bader, was a registered financial advisor .

Matthew is a previously registered financial advisor and started their career in finance in 1997. Matthew had worked at 7 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Matthew Jay Bader | Matthew Bader

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 19, 2010 - June 24, 2010

PEREGRINE ASSET ADVISERS, INC.

RIA

CRD#: 115738

PORTLAND, OR

Past

January 6, 2005 - June 24, 2009

COLDSTREAM WEALTH MANAGEMENT

RIA

CRD#: 108805

PORTLAND, OR

Past

January 6, 2005 - June 24, 2009

COLDSTREAM SECURITIES, INC.

CRD#: 46835

BELLEVUE, WA

Past

March 28, 2002 - January 4, 2005

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

VANCOUVER, WA

Past

March 4, 2002 - January 4, 2005

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

October 3, 2000 - July 20, 2001

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

November 13, 1997 - September 27, 2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

February 28, 1997 - August 25, 1997

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PEREGRINE ASSET ADVISERS, INC.

NORTHLINE WEALTH MANAGEMENT | STRATEGY WEALTH MANAGEMENT, LLC | PEREGRINE CAPITAL MANAGEMENT, INC. | PEREGRINE ASSET ADVISERS, INC.

CRD#: 115738 / SEC#: 801-60608

RIA

Registered Investment Advisory firm - (10/3/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/3/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/29/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 2/5/1997

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 1/22/1997

General Securities Representative Examination

Current Firm

PEREGRINE ASSET ADVISERS, INC.

NORTHLINE WEALTH MANAGEMENT | STRATEGY WEALTH MANAGEMENT, LLC | PEREGRINE CAPITAL MANAGEMENT, INC. | PEREGRINE ASSET ADVISERS, INC.

CRD#: 115738 / SEC#: 801-60608

RIA

Registered Investment Advisory firm - (10/3/2001 Approved)

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Contact information

Main Address

9755 Sw Barnes Rd Suite 610, Portland, OR 97225

Mailing Address

Phone number

(503) 459-4651

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NORTHLINE WEALTH MANAGEMENT UNDER PEREGRINE ASSET ADVISERS (2/12/2025)

PEREGRINE ASSET ADVISERS AND DBA NORTHLINE ADV PART2 A AND B (2/12/2025)

Regulatory assets under management

Total Number of Accounts	501
AUM (Assets Under Management)	$ 575,570,685

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew J. Bader

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

COLDSTREAM WEALTH MANAGEMENT

COLDSTREAM SECURITIES, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

CITIGROUP GLOBAL MARKETS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

PEREGRINE ASSET ADVISERS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/3/1997

Series 63

Date: 1/29/1997

Series 31

Date: 2/5/1997

Series 7

Date: 1/22/1997

Current Firm

PEREGRINE ASSET ADVISERS, INC.

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PEREGRINE ASSET ADVISERS, INC.

TRUST BUT VERIFY

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