Brooks E. Stahlnecker

DISCIPLINE WEALTH SOLUTIONS

MILTON, PA

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CRD#: 2836670

Professional summary

Brooks Eugene Stahlnecker is a registered financial advisor currently at DISCIPLINE WEALTH SOLUTIONS, INC. located in Milton, Pennsylvania.

Brooks is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Brooks has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Licensed Insurance Agent, investment related; 1997; 80 hours month during trading hours; sale of various insurance products. (2) Financial Fire Drill LLC, Milton, PA; firm provides an educational program that teaches people how to prepare for a financial emergency by having a plan in place. We provide a framework to assemble a plan and resources so clients can educate themselves on many financial topics. I am Founder and President of this firm. This firm was started in 2021. I devote 15 hours per week to this business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brooks Eugene Stahlnecker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 29, 2024 - Present

DISCIPLINE WEALTH SOLUTIONS, INC.

RIA

CRD#: 315846

MILTON, PA

Past

April 3, 2023 - July 5, 2024

ALPHASTAR CAPITAL MANAGEMENT

RIA

CRD#: 157423

Milton, PA

Past

April 13, 2022 - September 20, 2023

ASSUREDPARTNERS INVESTMENT ADVISORS

RIA

CRD#: 309550

Milton, PA

Past

August 18, 2021 - December 15, 2022

MURRAY WEALTH MANAGEMENT

RIA

CRD#: 165323

Milton, PA

Past

January 2, 2020 - November 17, 2020

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Milton, PA

Past

November 1, 2017 - February 22, 2018

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Milton, PA

Past

November 1, 2017 - February 22, 2018

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Milton, PA

Past

October 16, 2015 - March 2, 2016

CORECAP INVESTMENTS, LLC

CRD#: 37068

SOUTHFIELD, MI

Past

October 5, 2015 - March 2, 2016

CORECAP ADVISORS

RIA

CRD#: 158819

Milton, PA

Past

September 1, 2009 - September 3, 2013

INTEGRITY ALLIANCE, LLC.

RIA

CRD#: 139627

MILTON, PA

Past

September 1, 2009 - September 3, 2013

INTEGRITY ALLIANCE, LLC.

CRD#: 139627

MILTON, PA

Past

August 24, 2006 - December 31, 2009

THE CONTE-BROWNE GROUP, LLC

RIA

CRD#: 141252

CAMP HILL, PA

Past

February 2, 2006 - March 13, 2007

MUTUAL SERVICE CORPORATION

RIA

CRD#: 4806

DANVILLE, PA

Past

February 1, 2006 - September 1, 2009

MUTUAL SERVICE CORPORATION

CRD#: 4806

DANVILLE, PA

Past

February 17, 2005 - February 1, 2006

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

DANVILLE, PA

Past

July 12, 2001 - February 1, 2006

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Past

March 8, 2000 - June 19, 2001

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

WAVERLY, IA

Past

January 10, 1997 - February 7, 2000

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DISCIPLINE WEALTH SOLUTIONS, INC.

CRD#: 315846 / SEC#: 801-122049

RIA

Registered Investment Advisory firm - (8/10/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(4/29/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/27/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/9/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/22/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/7/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/9/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

DISCIPLINE WEALTH SOLUTIONS, INC.

CRD#: 315846 / SEC#: 801-122049

RIA

Registered Investment Advisory firm - (8/10/2021 Approved)

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Contact information

Main Address

15 Halton Green Way, Greenville, SC 29607

Mailing Address

Phone number

(864) 322-6046

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCIPLINE WEALTH SOLUTIONS (5/20/2025)

Regulatory assets under management

Total Number of Accounts	2,750
AUM (Assets Under Management)	$ 316,318,696

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brooks E. Stahlnecker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brooks Eugene Stahlnecker's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALPHASTAR CAPITAL MANAGEMENT

ASSUREDPARTNERS INVESTMENT ADVISORS

MURRAY WEALTH MANAGEMENT

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

CORECAP INVESTMENTS, LLC

CORECAP ADVISORS

INTEGRITY ALLIANCE, LLC.

INTEGRITY ALLIANCE, LLC.

THE CONTE-BROWNE GROUP, LLC

MUTUAL SERVICE CORPORATION

MUTUAL SERVICE CORPORATION

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

CUNA BROKERAGE SERVICES, INC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

DISCIPLINE WEALTH SOLUTIONS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/27/1998

Series 63

Date: 1/9/1997

SIE

Date: 2/22/2018

Series 7

Date: 3/7/2000

Series 6

Date: 1/9/1997

Current Firm

DISCIPLINE WEALTH SOLUTIONS, INC.

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DISCIPLINE WEALTH SOLUTIONS, INC.

TRUST BUT VERIFY

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