Robert A. Metz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Anthony Metz, who also goes by Bob Metz, Robert A Metz, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1997. Robert had worked at 5 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 2, 2011 - April 2, 2014
LEGEND ADVISORY, LLC
April 27, 2011 - April 2, 2014
LEGEND EQUITIES CORPORATION
January 11, 1999 - July 23, 2009
VALIC FINANCIAL ADVISORS, INC.
February 15, 1998 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
April 11, 1997 - September 5, 1997
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LEGEND ADVISORY, LLC
CRD#: 104761 / SEC#: 801-13887
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
