Timothy M. Mccann

EQUITYCOMPASS INVESTMENT MANAGEMENT

BOSTON, MA 02110

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CRD#: 2836429

Professional summary

Timothy Michael Mccann is a registered financial advisor currently at EQUITYCOMPASS INVESTMENT MANAGEMENT, LLC located in Boston, Massachusetts.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Timothy has worked at 5 firms and has passed the Series 65, Series 63, Series 86, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Michael Mccann's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 16, 2010 - Present

EQUITYCOMPASS INVESTMENT MANAGEMENT, LLC

Office #1: 125 High Street 17th Floor, Boston, MA 02110

RIA

CRD#: 145420

BOSTON, MA

Past

May 29, 2008 - December 31, 2008

EQUITYCOMPASS INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 145420

BALTIMORE, MD

Past

June 27, 2007 - July 17, 2008

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA

CRD#: 793

BALTIMORE, MD

Past

December 1, 2005 - July 17, 2008

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

BALTIMORE, MD

Past

January 8, 2001 - December 1, 2005

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

November 6, 2000 - November 17, 2000

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

May 18, 1999 - November 3, 2000

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

November 28, 1997 - June 16, 1998

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EQUITYCOMPASS INVESTMENT MANAGEMENT, LLC

CRD#: 145420 / SEC#: 801-69131

RIA

Registered Investment Advisory firm - (5/8/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(2/16/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/26/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/12/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 86

Date: 3/8/2005

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 87

Date: 9/3/2004

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 11/26/1997

General Securities Representative Examination

Current Firm

EQUITYCOMPASS INVESTMENT MANAGEMENT, LLC

CRD#: 145420 / SEC#: 801-69131

RIA

Registered Investment Advisory firm - (5/8/2008 Approved)

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Contact information

Main Address

One South Street 25th Floor, Baltimore, MD 21202

Mailing Address

Phone number

(443) 224-1231

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	158
AUM (Assets Under Management)	$ 222,608,624

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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Timothy M. Mccann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Michael Mccann's CRS (Customer Relationship Summary).

Certified licenses

Experience

EQUITYCOMPASS INVESTMENT MANAGEMENT, LLC

STIFEL, NICOLAUS & COMPANY, INCORPORATED

STIFEL, NICOLAUS & COMPANY, INCORPORATED

LEGG MASON WOOD WALKER, INCORPORATED

MORGAN STANLEY DW INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

EQUITYCOMPASS INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/26/2007

Series 63

Date: 1/12/1998

Series 86

Date: 3/8/2005

Series 87

Date: 9/3/2004

Series 7

Date: 11/26/1997

Current Firm

EQUITYCOMPASS INVESTMENT MANAGEMENT, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

EQUITYCOMPASS INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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