Michael W. Whitis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Wayne Whitis was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2000. Michael had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 2014 - February 16, 2016
TITAN SECURITIES
April 30, 2014 - February 16, 2016
TITAN SECURITIES
August 14, 2010 - December 31, 2012
WHITIS FINANCIAL GROUP
January 21, 2010 - April 29, 2014
NEXT FINANCIAL GROUP, INC.
January 7, 2010 - April 29, 2014
NEXT FINANCIAL GROUP, INC.
March 12, 2008 - December 31, 2009
NEXT FINANCIAL GROUP, INC.
March 12, 2008 - December 31, 2009
NEXT FINANCIAL GROUP, INC.
July 12, 2006 - March 7, 2008
OBS FINANCIAL
January 14, 2005 - July 12, 2006
OBS BROKERAGE SERVICES, INC.
February 23, 2004 - March 7, 2008
OBS BROKERAGE SERVICES, INC.
September 3, 2003 - February 4, 2004
WORLD CHOICE SECURITIES, INC.
April 14, 2000 - December 31, 2001
LEGACY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TITAN SECURITIES
CRD#: 131392 / SEC#: , 8-66462
Contact information
FINRA licenses (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 950 |
| AUM (Assets Under Management) | $ 70,000,000 |
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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