Justin N. Frys

CHERRY TREE WEALTH MANAGEMENT

Minnetonka, MN 55305

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CRD#: 2836394

Professional summary

Justin Nicholas Frys is a registered financial advisor currently at CHERRY TREE WEALTH MANAGEMENT, LLC located in Minnetonka, Minnesota and CHERRY TREE & ASSOCIATES, LLC located in Minnetonka, Minnesota.

Justin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Justin has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Nicholas Frys's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 14, 2019 - Present

CHERRY TREE WEALTH MANAGEMENT, LLC

Office #1: 301 Carlson Parkway Suite 103, Minnetonka, MN 55305

RIA

CRD#: 151406

Minnetonka, MN

Current

August 14, 2019 - Present

CHERRY TREE & ASSOCIATES, LLC

Office #1: 301 Carlson Parkway Suite103, Minnetonka, MN 55305

CRD#: 115151

Minnetonka, MN

Past

February 25, 2016 - July 18, 2019

HARRISDIRECT LLC

RIA

CRD#: 42159

Edina, MN

Past

February 25, 2016 - July 18, 2019

E*TRADE SECURITIES LLC

CRD#: 29106

Edina, MN

Past

December 16, 2014 - February 26, 2016

WADDELL & REED

RIA

CRD#: 866

BLOOMINGTON, MN

Past

December 16, 2014 - February 26, 2016

WADDELL & REED

CRD#: 866

BLOOMINGTON, MN

Past

December 3, 2013 - September 17, 2014

B. C. ZIEGLER AND COMPANY

RIA

CRD#: 61

MINNETONKA, MN

Past

August 23, 2013 - September 17, 2014

B. C. ZIEGLER AND COMPANY

CRD#: 61

MINNETONKA, MN

Past

December 1, 2006 - September 10, 2013

QUESTAR CAPITAL CORPORATION

CRD#: 43100

MEDINA, MN

Past

October 18, 2002 - December 1, 2006

USALLIANZ SECURITIES, INC.

CRD#: 40875

MINNEAPOLIS, MN

Past

March 14, 2000 - October 10, 2002

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

MINNEAPOLIS, MN

Past

August 21, 1998 - October 10, 2002

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CHERRY TREE WEALTH MANAGEMENT, LLC

ADAM SMITH ADVISORS, LLC | CHERRY TREE WEALTH MANAGEMENT, LLC | ADAM SMITH FAMILY ADVISORS, LLC

CRD#: 151406 / SEC#: 801-70554

RIA

Registered Investment Advisory firm - (9/3/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Arizona
(9/16/2019)

IAR

California
(8/15/2019)

IAR

Florida
(11/21/2019)

Minnesota
(8/14/2019)

IAR

Minnesota
(8/14/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/8/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/28/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/20/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/21/2005

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CHERRY TREE WEALTH MANAGEMENT, LLC

ADAM SMITH ADVISORS, LLC | CHERRY TREE WEALTH MANAGEMENT, LLC | ADAM SMITH FAMILY ADVISORS, LLC

CRD#: 151406 / SEC#: 801-70554

RIA

Registered Investment Advisory firm - (9/3/2009 Approved)

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Contact information

Main Address

301 Carlson Parkway Suite 103, Minnetonka, MN 55305

Mailing Address

Phone number

(952) 893-9012

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CHERRY TREE WEALTH MANAGEMENT MARCH 2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,042
AUM (Assets Under Management)	$ 593,289,354

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Justin N. Frys

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Nicholas Frys's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHERRY TREE & ASSOCIATES, LLC

HARRISDIRECT LLC

E*TRADE SECURITIES LLC

WADDELL & REED

WADDELL & REED

B. C. ZIEGLER AND COMPANY

B. C. ZIEGLER AND COMPANY

QUESTAR CAPITAL CORPORATION

USALLIANZ SECURITIES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

CHERRY TREE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/8/2015

Series 63

Date: 8/28/1998

SIE

Date: 10/1/2018

Series 7

Date: 8/20/1998

Series 24

Date: 4/21/2005

FINRA

Current Firm

CHERRY TREE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CHERRY TREE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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