David B. Clark

CLARK WEALTH STRATEGIES,

Omaha, NE 68022

Some features on this profile are disabled

CRD#: 2836304

Professional summary

David Brook Clark, who also goes by Dave Clark, is a registered financial advisor currently at CLARK WEALTH STRATEGIES, INC located in Omaha, Nebraska.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. David has worked at 9 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dave Clark

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DAVID B. CLARK IS AN OWNER/PARTNER IN WEST OMAHA FILMS, LLC, A NON-INVESTMENT-RELATED FILM PRODUCTION COMPANY WITH A BUSINESS ADDRESS OF 20840 Timberlane Drive Elkhorn, NE 68022. MR. CLARK SPENDS APPROXIMATELY 10 HOURS/MONTH ON THIS BUSINESS. MR. CLARK IS ALSO AN OWNER/PARTNER IN OMAHA BEACH, LLC, A REAL ESTATE INVESTMENT-RELATED BUSINESS WITH A BUSINESS ADDRESS OF 20840 Timberlane Drive Elkhorn, NE 68022. HE SPENDS LESS THAN 5 HOURS/MONTH ON THIS BUSINESS. MR. CLARK IS ALSO A PARTNER IN THE CLARK FAMILY LIMITED PARTNERSHIP WITH A BUSINESS ADDRESS OF 20840 Timberlane Drive Elkhorn, NE 68022. HE SPENDS LESS THAN 10 HOURS/MONTH ON THIS BUSINESS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Brook Clark's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 22, 2008 - Present

CLARK WEALTH STRATEGIES, INC

Office #1: 1918 N. 203rd Street Suite 100, Omaha, NE 68022

RIA

CRD#: 146090

Omaha, NE

Past

July 18, 2002 - January 3, 2008

TRUE MEASURE WEALTH MANAGEMENT

RIA

CRD#: 116265

OMAHA, NE

Past

July 11, 2002 - June 18, 2007

SPECTRUM CAPITAL, LLC

CRD#: 28303

OMAHA, NE

Past

July 20, 2001 - July 13, 2002

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

SAN DIEGO, CA

Past

May 2, 2001 - July 13, 2002

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAN FRANCISCO, CA

Past

February 16, 2001 - May 2, 2001

WELLS FARGO SECURITIES INC.

CRD#: 17438

SAN FRANCISCO, CA

Past

May 10, 2000 - October 2, 2000

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

ST. CLOUD, MN

Past

November 25, 1998 - May 10, 2000

GUARANTY BROKERAGE SERVICES, INC.

CRD#: 23302

ST. CLOUD, MN

Past

December 20, 1996 - December 4, 1998

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

December 20, 1996 - December 4, 1998

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(5/3/2021)

IAR

Nebraska
(2/22/2008)

IAR

Texas
(4/11/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/25/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/31/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/18/1996

General Securities Representative Examination

Current Firm

CLARK WEALTH STRATEGIES, INC

CRD#: 146090 / SEC#:

Iowa

Registered Investment Advisory firm - (4/30/2021 Approved)

Minnesota

Registered Investment Advisory firm - (11/19/2021 Approved)

Nebraska

Registered Investment Advisory firm - (2/22/2008 Approved)

Texas

Registered Investment Advisory firm - (4/11/2018 Conditional Restricted)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1918 N. 203rd Street Suite 100, Omaha, NE 68022

Mailing Address

Phone number

(402) 504-3531

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	70
AUM (Assets Under Management)	$ 43,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Byron Smith

OSAIC WEALTH, INC.

IAR

OMAHA, NE

We're Here To Help

Advisor Monitoring

Firm Stability Insights

David B. Clark

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Brook Clark's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUE MEASURE WEALTH MANAGEMENT

SPECTRUM CAPITAL, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO SECURITIES INC.

CETERA INVESTMENT SERVICES LLC

GUARANTY BROKERAGE SERVICES, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/25/2001

Series 63

Date: 12/31/1996

Series 7

Date: 12/18/1996

Current Firm

CLARK WEALTH STRATEGIES, INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CLARK WEALTH STRATEGIES, INC

TRUST BUT VERIFY

Similar Advisors